Sophia Institute online Waldorf Certificate Studies Program
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Course WC1 1
Human Development
Introduction
The online Waldorf Certificate Studies Program Course Human Development is based on the study and work with lectures given by Rudolf Steiner in 1919.
These Lectures were given as a preparation for their task to the teachers of the original Waldorf School in Stuttgart, the first School to be founded on the work of Rudolf Steiner in 1919. They are not, however, only concerned with education; they contain Steiner's fundamental views on the psychology of man. Steiner's psychology differs from all other psychologies in that it takes account not only of the forces playing into man from the past, but also of future states of consciousness and being, which will not be realized till the far distant future, but which are already affecting his character and density. All new things have to find their unique vocabulary and the reader will find some unfamiliar terms in these lectures. But as Steiner's picture of the human being unfolds itself they will gradually assume shape and meaning. It is in the balancing out of the past with the future that man escapes determinism and finds his true nature as a free being. In this lies the importance of these lectures. All students of psychology, and not only teachers, will find in them new light on the absorbing riddle of the human being. Course Outline
Human Development
Lesson 1: Foreword/Lectures I, II, III Lesson 2: Lectures IV, V, VI Lesson 3: Lectures VII, VIII, IX Lesson 4: Lectures X, XI, XII Lesson 5: Lectures XIII, XIV Lesson 6: Final Paper |
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Tasks and Assignments for WC1 1 1
Please study and work with the study material provided for this lesson. Then please turn to the following tasks and assignments listed below.
1. Summarize the content of the Foreword and the three lectures in your own words.
2. Lecture 1: Breathing and sleeping rhythms are essential to Waldorf Education. How would you include awareness for these rhythms in your teaching?
3. Lecture 2: Steiner differentiates mental picture, will and memory. How would you address this in your teaching. Give examples.
4. Lecture 3: Steiner emphasizes that intellect grasps only the dying, but will, in sense perception, grasps the becoming. How do you understand this and how would you address this in your teaching. Give examples.
Please send your completed assignment via the online form or via email.
1. Summarize the content of the Foreword and the three lectures in your own words.
2. Lecture 1: Breathing and sleeping rhythms are essential to Waldorf Education. How would you include awareness for these rhythms in your teaching?
3. Lecture 2: Steiner differentiates mental picture, will and memory. How would you address this in your teaching. Give examples.
4. Lecture 3: Steiner emphasizes that intellect grasps only the dying, but will, in sense perception, grasps the becoming. How do you understand this and how would you address this in your teaching. Give examples.
Please send your completed assignment via the online form or via email.
Study Material for Lesson WC1 1 1
"Study of Man" by Rudolf Steiner (Foreword/Lectures I, II, III)
Foreword
At the end of the first world war, Emil Molt, managing director of the Waldorf-Astoria cigarette factory in Stuttgart, foresaw that a completely new basis must be found for education in the new world which even then was beginning to arise. He therefore invited Rudolf Steiner to become the educational director of a school he intended to found for the children of the workers in his factory — the first Waldorf School opened in 1919.
Steiner asked a number of people from all walks of life to become the original teachers in this school, and they gladly responded to his call. To them he gave the course of fourteen lectures contained in this book, as well as two other courses published in English as Practical Course for Teachers and Discussions with Teachers, which should be studied in conjunction with this work.
All these teachers were already familiar with Steiner's fundamental teaching as to the nature and evolution of man and the world, such as will be found in his books Philosophy of Freedom, Occult Science — an Outline, and Theosophy (a term which he used in a much wider historical sense than has come to be the case in England). The first of these books contains the philosophical justification for the existence of the spiritual investigations on which the present work is founded: the second gives a description of the evolution of the kingdoms of nature, the sequence of historical epochs, the relation of man to the hierarchies — on all of which much is built in these lectures: the third gives a full account of the threefold, sevenfold and ninefold nature of man, in which elements from the past are always meeting what is striving to be born out of the future. For Steiner's psychology is unique in that it takes account not only of forces playing into man from the past but also of future states of consciousness and being, which will not be realised till the far distant future but which are already affecting his character and destiny.
It was Steiner's way to approach a problem from one point of view at a time and develop that view fully. At another time he would approach the same problem from another viewpoint, and present what at first hearing may seem to be on almost opposite conclusion. It is important to remember in reading his works that nothing is intended to be final, conclusive or dogmatic. Life is full of complications and contradictions, and any valid account of it must reflect this fact.
After the founding of the first Waldorf School in Stuttgart in 1919 many other schools were soon founded on the same basis in a number of countries, and Steiner was called upon to lecture on education in various countries, including England. A list of further translated educational works will be found at the end of this volume.
Some personal words to the original group of teachers, stressing the importance of the founding of the school, with which Steiner opened the course of lectures, have been omitted from this translation.
Lecture I
My dear Friends,
We will begin by making a preliminary survey of our educational task; and to this I would like to give you a kind of introduction to-day. Of necessity our educational task will differ from those which mankind has set itself hitherto. Not that we are so vain or proud as to imagine that we, of ourselves, should initiate a new world-wide order in education, but because from anthroposophical spiritual science we know that the epochs of human evolution as they succeed each other must always set humanity fresh tasks. The task of mankind in the first Post-Atlantean epoch was different, it was different again in the second, and so on down to our fifth Post-Atlantean epoch. And we must realise that, in actual fact, what has to be accomplished in any one epoch of human evolution does not enter into the consciousness of mankind until some time after this epoch has begun.
The epoch of evolution in which we live to-day began in the middle of the fifteenth century. And only now is there coming forth, from spiritual depths as it were, a perception of what has to be done in this epoch, particularly in the realm of education.
Hitherto, even with the best will in the world, men's work in education has been done in the light of the old education; I mean in the sense of the education of the fourth Post-Atlantean epoch. Now much will depend on our placing ourselves in the right relation to our task at the outset. We must learn to understand that we have to give a very definite guidance to our age — guidance which is of importance, not because it is considered valid for the whole evolution of humanity, but because it is valid just for this age of ours. For, amongst other things, materialism has brought it about that men have no idea of the particular tasks of a particular age. Please do understand this at the very beginning: particular epochs have their own particular tasks.
You will have to take over children for their education and instruction — children who will have received already (as you must remember) the education, or mis-education given them by their parents. Indeed our intentions will only be fully accomplished when we, as humanity, will have reached the stage where parents, too, will understand that special tasks are set for mankind to-day, even for the first years of the child's education. But when we receive the children into the school we shall still be able to make up for many things which have been done wrongly, or left undone, in the first years of the child's life. For this we must fill ourselves with the consciousness through which alone we can truly teach and educate.
In devoting yourselves to your task do not forget that the whole civilisation of to-day, even into the sphere of the most spiritual life, is founded on the egoism of humanity. In the first place, consider with an open mind that domain of spiritual life which receives men's reverence to-day — the domain of religion. Ask yourselves if our present civilisation, particularly in the religious sphere, is not so constituted, as to appeal to man's egoism. It is typical of all sermons and preaching of our time that the preacher tries to reach men through their egoism. Take for example that question which should concern people most deeply — the question of immortality. You will see how almost everything to-day, even in sermons and exhortations, is directed by the preachers to appeal to man's egoism in the supersensible sphere. Egoism impels man to cling to his own being as he passes through the gate of death, to preserve his Ego. This is a form of egoism, however refined. And to-day every religious denomination appeals largely to this egoism when treating of immortality. Hence official religion mostly forgets one end of our earthly existence in addressing man, and takes account only of the other. It fixes its gaze on death and forgets birth. Though these things may not be openly acknowledged, they are nevertheless underlying tendencies.
We live in a time when this appeal to human egoism must be combated in every domain, if the life of mankind is not to decline further and further on its present downward course. We must become more and more conscious of the other end of man's development on earth, namely birth. We must consciously face this fact: that man evolves through a long period between death and a new birth and that then, within this evolution, he reaches a point where he dies, as it were, for the spiritual world — where conditions of his life in the spiritual world oblige him to pass over into another form of existence. He receives this other form of existence in that he lets himself be clothed with the physical and etheric body. What he has to receive by being clothed with the physical and etheric body he could not receive if he were simply to go on evolving in a straight line in the spiritual world. Hence although from his birth onwards we may only look upon the child with physical eyes, we will all the time be conscious of the fact — “this too is a continuation.” And we will not only look to what human existence experiences after death, i.e. to the spiritual continuation of the physical; but we will be conscious that physical existence here is a continuation of the spiritual, and that we, through education, have to carry on what has hitherto been done by higher beings without our participation. This alone will give the right mood and feeling to our whole system of teaching and education, if we fill ourselves with the consciousness: here, in this human being, you, with your action, have to achieve a continuation of what higher beings have done before his birth.
In this age when men have lost connection with the spiritual worlds in their thought and feeling, we are often asked an abstract question which in the light of a spiritual conception of the world has no real meaning. We are asked how so-called pre-natal education should be conducted. There are many people to-day who take things abstractly, but, if one takes them concretely,' then in certain domains one simply cannot continue asking questions in an arbitrary manner. I once gave this example: on a road we see tracks. We can ask: Why are they there? Because a carriage has been driven over the road. Why was the carriage driven? Because its occupants wanted to reach a certain destination. Why did they want to reach a certain destination? The asking of questions must come to a stop somewhere in reality. If we remain in abstractions we can continue for ever asking: Why? We can go on turning the wheel of questions without end. Concrete thought will always find an end, but abstract thought goes on running round like a wheel for ever. And so it is with the questions that are asked about domains that do not lie so close at hand. People begin thinking about education and then they ask about pre-natal education. But, my dear friends, before birth the human being is still in the protection of Beings who stand above the physical. It is to them that we must leave the immediate and individual relationship between the world and the human being. Hence a pre-natal education cannot be addressed to the child itself. It can only be an unconscious result of what the parents — especially the mother — achieve. If until birth the mother behaves in such a way that she brings to expression in herself what is morally and intellectually right, in the true sense of the word, then of its own accord what the mother achieves in this continuous self-education will pass over to the child. The less we think of beginning to educate the child before it sees the light of the world and the more we think of leading a right and proper life ourselves, the better will it be for the child. Education can only begin when the child becomes a true member of the physical world — and that is when he begins to breathe the external air.
Now when the child has come forth on to the physical plane, we must realise what has really happened for him in the transition from a spiritual to a physical plane. Firstly, we must recognise that the human being is really composed of two members. Before the human being comes down to earth a union is entered into between the spirit and the soul — meaning by spirit what for the physical world of to-day is still entirely hidden, and what in Spiritual Science we call Spirit-Man, Life-Spirit, Spirit-Self. These three members of man's being are present in a certain way in the supersensible sphere to which we must now work our way through. And between death and a new birth we do already stand in a certain relationship to Spirit-Man, Life-Spirit, Spirit-Self. Now the force which proceeds from this trinity permeates the Soul element in man: Consciousness Soul, Intellectual or Mind Soul, and Sentient Soul. And if you were to observe the human being when, having passed through the existence between death and a new birth, he is just preparing to descend into the physical world, then you would find the spiritual which we have just described united with the soul. Man descends, as it were, as Spirit-Soul or Soul-Spirit from a higher sphere into earthly existence. He clothes himself with earthly existence.
In a similar way we can describe the other member of man's being which unites itself with the one just described. We can say: down there on the earth the Spirit-Soul is met by what arises through the processes of physical inheritance. And now the Soul-Spirit or Spirit-Soul meets with the Life-Body in such a way that two trinities are united with two other trinities. In the Spirit-Soul: Spirit-Man, Life-Spirit and Spirit-Self are united with that which is soul, namely: Consciousness-Soul, Intellectual Soul and Sentient Soul. These two trinities are united with one another, and descend into the physical world where they are now to unite with the Sentient or Astral body, Etheric body and Physical body. But these in turn are united — first in the body of the mother and then in the physical world — with the three kingdoms of the physical world: the mineral, the plant and the animal kingdoms. So that here again, two trinities are united with one another.
If you regard with an open mind the child who has found his way into earthly life, you will observe that here in the child, Soul-Spirit or Spirit-Soul is as yet dis-united from the Life-Body. The task of education conceived in the spiritual sense is to bring the Soul-Spirit into harmony with the Life-Body. They must come into harmony with one another. They must be attuned to one another; for when the child is born into the physical world, they do not as yet fit one another. The task of the educator, and of the teacher too, is the mutual attunement of these two members.
Let us now consider this task more concretely. Amongst all the relationships which man has to the external world, the most important of all is breathing. We begin breathing at the very moment we enter the physical world. Breathing in the mother-body is still, if I may put it so, a preparatory breathing: it does not yet bring the being into a complete connection with the external world. The child only begins to breathe in the right sense of the word when he has left the mother-body. Now this breathing signifies a very great deal for the human being, for in this breathing there dwells already the whole threefold system of physical man. You know that amongst the members of the threefold physical human system we reckon, in the first place, the digestion and metabolism. But the metabolism, the assimilation, is intimately connected at one end with the breathing. The breathing process is connected with the blood circulation through metabolism. The blood circulation receives into the human body the substances of the external world which are introduced by another path, so that on the one hand the breathing is connected with the whole metabolic system or digestive system.
On the other hand the breathing is also connected with the nerve-sense life of man. As we breathe in, we are continually pressing the cerebro-spinal fluid into the brain: and, as we breathe out, we press it back again into the body. Thus we transplant the rhythm of breathing to the brain. And as the breathing is connected on the one hand with digestion and assimilation, so on the other hand it is connected with the life of nerves and senses. We may say: the breathing is the most important mediator between the outer physical world and the human being who is entering it. But we must also be aware that this breathing cannot yet, by any means, function so as fully to maintain the life of the body. This applies particularly to the one side of breathing. At the beginning of his physical existence man has not yet achieved the right harmony, the right connection between the breathing process and the nerve-sense process. Observation of the nature of the child will show us that he has not yet learnt to breathe in such a way that breathing maintains the nerve-sense process rightly. In this lies the finer characterisation of what we really have to do with the child. We must first gain an Anthropological-Anthroposophical understanding of the human being. Thus, the most important measures in education will consist in paying attention to all that rightly organises the breathing process into the nerve-sense process. In the higher sense the child has to learn to take up into his spirit what is bestowed on him in that he is born to breathe.
This part of education will, you see, tend to the side of the soul and spirit. By harmonising the breathing with the nerve-sense process we draw all that is soul and spirit into the physical life of the child. To express it roughly we may say: the child cannot yet breathe in the right inner way, and education will have to consist in teaching the child to breathe rightly.
But there is yet another thing which the child cannot do rightly, and this must be taken in hand, in order that a harmony may thereby be created between the two members of the child's being — between the bodily corporeality and the Spirit-Soul. What the child cannot do properly at the beginning of his existence is this: he cannot yet accomplish the alternation between waking and sleeping in the way proper to man. It will strike you that what we have to emphasise from the spiritual side generally appears to be in contradiction to the external world-order. Externally speaking it is of course possible to say: “But the child can sleep perfectly well: indeed he sleeps far more than the human being at a later stage of life. The child sleeps his very way into life.” Nevertheless, what inwardly underlies sleeping and waking, this the child cannot yet do. The child experiences all sorts of things on the physical plane. He uses his little limbs: he eats, drinks and breathes. He alternates between sleeping and waking, but he is not able to carry into the spiritual world in sleep all that he experiences on the physical plane — all that he sees with his eyes, and hears with his ears, and does with his little hands, and the way he kicks and tosses with his little legs. All this he is not able to carry into the spiritual world and work upon there, carrying the results of this work back again on the physical plane. The child's sleep is characterised by the very fact that it is a different sleep from that of the grown-up person. What distinguishes the sleep of the adult is that his experiences during waking life are then worked upon, are metamorphosed. The child is not yet able to carry into his sleep what he has experienced between waking and falling asleep again. Thus in sleep the child still lives his way into the universal world order without being able to take with him what he has experienced externally in the physical world. It is this that a rightly guided education must accomplish: it must enable the human being to carry over his experiences on the physical plane into what the Soul-Spirit or Spirit-Soul is engaged upon during sleep. We, as teachers and educators, cannot really teach the child anything about the higher world. For what enters the human being from the higher world enters in during the time between falling asleep and waking again. All we can do is to use the time which the human being spends on the physical plane in such a way that he gradually becomes able to carry over into the spiritual world what we have done with him here; and that, in carrying it over, he can receive and bring back with him power from the spiritual world which will help him to be a true human being in physical existence.
Thus you see that all our activity of teaching and education is first directed to a very lofty domain — namely to the teaching of right breathing, and to the teaching of the right rhythm in the alternation of sleeping and waking. Needless to say, my dear friends, in our educational practice there will be no question of direct training of the breathing, or of direct training of sleeping and waking. All this will only be in the background. What we have to learn will be concrete measures of educational practice. But we must be conscious of what we are doing, right down to the foundations. When we teach this subject or that, we must be fully aware that we are working either in the one direction to bring the Spirit-Soul more into the earthly Body, or in the other direction to bring the bodily nature into the Spirit-Soul. Do not let us underestimate the importance of what has now been said. For you can only become good teachers and educators if you pay attention not merely to what you do, but also to what you are. It is really for this reason that we have Spiritual Science with its anthroposophical outlook: to perceive the significance of the fact that man is effective in the world not only through what he does, but above all through what he is. Truly, my dear friends, it makes a very great difference whether one teacher of the school or another comes through the classroom door to any group of children. There is a big difference; and the difference is not merely that the one teacher is more skilful in his practice than the other. No, the main difference — the one that is really influential in teaching — lies in what the teacher bears within him, as his constant trend of thought, and carries with him into the classroom. A teacher who occupies himself with thoughts of the evolving human being will work very differently upon his pupils from a teacher who knows nothing of all these things, and never gives them a thought. Once you begin to know the cosmic significance of the breathing process and of its transformation through education, and the cosmic significance of the rhythm between sleeping and waking — what is it that happens? The moment you have such thoughts something in you is combating your purely personal nature. The moment you have such thoughts the very basis of this spirit of personality is of less effect. In that moment all that enhances a personal spirit is damped down, all that man possesses through the fact that he is a physical man. If you have quenched this personal spirit, then, as you enter the classroom, it will come about through inner forces that a relationship is established between the pupils and yourself.
Now it may be that at first external facts will contradict this. You enter the school and perhaps you find yourself faced with scamps, both boys and girls, who make fun of you. Now you must be so strengthened with such thoughts as we shall here cultivate, that you do not pay any attention to their ridicule but accept it as something perfectly external. Accept it, shall I say, like the external circumstances that when you go out without an umbrella it suddenly begins to rain. Undoubtedly this is an unpleasant surprise. But we usually make a distinction between being ridiculed and being taken by surprise in a shower when we have no umbrella. This distinction must not be made. We must evolve thoughts so strong that the distinction is not made — that we take ridicule like a good shower of rain. If we are permeated by these thoughts and have real faith in them then (perhaps after a week, or a fortnight, or maybe longer still), we shall certainly find that however much the children may laugh at us, we have nevertheless established a relationship with them such as we would wish.
Through what we make of ourselves we must come to this relationship, even in the face of difficulty and resistance. And we must above all become conscious of this first of educational tasks: that we must first make something of ourselves, so that a relationship in thought, an inner spiritual relationship, may hold sway between the teacher and the children. So that we enter the classroom with the conscious thought: this spiritual relationship is present — not only the words, not only all that I say to the children in the way of instruction and admonition, not only my skilfulness in teaching. These are externals which we must certainly cultivate, but we shall only cultivate them rightly if we establish the importance of the relation between the thoughts that fill us and the effects of our teaching on the children, in body and soul.
Our whole conduct and bearing as we teach will not be complete unless we keep this thought in our minds: the human being was born. Thereby the possibility was given him to do what he could not do in the spiritual world. We have to teach and educate first of all so as to give the breathing its right harmony in relation to the spiritual world. The human being could not accomplish the rhythmical alternation between waking and sleeping in the same way in the spiritual world as in the physical world. By education, by teaching, we must regulate this rhythm in such a way that the bodily nature in the human being becomes properly membered with the Soul-Spirit. Needless to say, this is not something that we should have before us as an abstraction, and apply it as such directly to our teaching, but this thought about the human being must be our rule and guide.
This is what I wanted to give you in this present introduction. To-morrow we will begin with the subject of education proper.
Lecture II
In the future all teaching must be founded on a real psychology — a psychology which has been gained through an anthroposophical knowledge of the world. Of course it has been widely recognised that instruction and education generally must be built up on psychology, and you know that Herbartian pedagogy, for instance, which has influenced great numbers of people, founded its educational standards on Herbartian psychology. Now during the last few centuries and up to recent times there has been something present in the life of man which prevents a real practical psychology from coming into being. This can be traced to the fact that in the age in which we now are, the age of the Consciousness Soul, man has not yet reached the spiritual depth which would enable him to come to a real understanding of the human soul. But those concepts which have been built up in past times in the sphere of psychology — the science of the soul — out of the old knowledge of the fourth Post-Atlantean period, have become more or less devoid of content to-day: they have become mere words. Anyone who takes up psychology or anything to do with psychological concepts will find that there is no longer any real content in the books on the subject. They will have the feeling that psychologists only play with concepts. Who is there to-day for instance who develops a really clear conception of what mental picture or will is? In psychologies and theories of education you can find one definition after another of mental picture and of will, but these definitions will not be able to give you a real mental picture, a real idea, either of mental picture itself or of will. Psychologists have completely failed — owing to an external, historical necessity, it is true — to make any connection between the soul life of the individual human being and the whole universe. They were not in a position to understand how the soul-life of man stands in relation to the whole universe. It is only by perceiving the connection between the individual human being and the whole universe that it is possible to arrive at the idea of the being “man.”
Let us look at what is ordinarily called mental picture. We must develop this, as well as feeling and willing, in the children, and to this end we must first of all gain a clear conception of the mental picture. Anyone who looks with an open mind at what lives in men as this activity will at once be struck by its image character. The mental picture is of the nature of an image. And those who try to find in it the character of existence or being are subject to a great illusion. What would it be for us if it were “being”? We certainly have elements of being in us also. Think only of our bodily elements of being: to take a somewhat crude example: your eyes, they are elements of being, your nose or your stomach, that is an element of being. It will be clear to you that you live in these elements of being, but you cannot make mental pictures with them. You flow out with your own nature into the elements of being, and you identify yourself with them. The possibility of understanding, of grasping something with your mental pictures arises from the fact that they have an image character, that they do not so merge into us that we are in them. For indeed, they do not really exist, they are mere images. One of the great mistakes of the last period of man's evolution during the last few centuries, has been to identify being with thought as such. Cogito ergo sum (I think therefore I am), is the greatest error that has been put at the summit of recent philosophy, for in the whole range of the Cogito there lies not the sum but the non sum. That is to say, as far as my knowledge reaches I do not exist, but there is only image.
Now when you consider the image character of mental picturing you must above all think of it qualitatively. You must consider its mobility, one might almost say its activity of being, but that might give too much the impression of being, of existence, and we must realise that even activity of thought is only an image activity. Everything which is purely movement in mental picturing is a movement of images. But images must be images of something; they cannot be merely images as such. If you think of the comparison of mirror images you can say to yourselves: out of the mirror there appear mirror images, it is true, but what is in the mirror images is not behind the mirror, it exists independently somewhere else. It is of no consequence to the mirror what is to be reflected in it; all sorts of things can be reflected in it. When we have thus clearly grasped that the activity of mental picturing is of this image nature, we must next ask: of what is it an image? Naturally no outer science can tell us this, but only a science founded on Anthroposophy. Mental picturing is an image of all the experiences which we go through before birth, or rather conception. You cannot arrive at a true understanding of it unless it is clear to you that you have gone through a life before birth, before conception. And just as ordinary mirror images arise spatially as mirror images, so your life between death and re-birth is reflected in your present life and this reflection is mental picturing. Thus when you look at it diagrammatically you must mentally picture the course of your life to be running between the two horizontal lines bounded on the right and left by birth and death.
At the end of the first world war, Emil Molt, managing director of the Waldorf-Astoria cigarette factory in Stuttgart, foresaw that a completely new basis must be found for education in the new world which even then was beginning to arise. He therefore invited Rudolf Steiner to become the educational director of a school he intended to found for the children of the workers in his factory — the first Waldorf School opened in 1919.
Steiner asked a number of people from all walks of life to become the original teachers in this school, and they gladly responded to his call. To them he gave the course of fourteen lectures contained in this book, as well as two other courses published in English as Practical Course for Teachers and Discussions with Teachers, which should be studied in conjunction with this work.
All these teachers were already familiar with Steiner's fundamental teaching as to the nature and evolution of man and the world, such as will be found in his books Philosophy of Freedom, Occult Science — an Outline, and Theosophy (a term which he used in a much wider historical sense than has come to be the case in England). The first of these books contains the philosophical justification for the existence of the spiritual investigations on which the present work is founded: the second gives a description of the evolution of the kingdoms of nature, the sequence of historical epochs, the relation of man to the hierarchies — on all of which much is built in these lectures: the third gives a full account of the threefold, sevenfold and ninefold nature of man, in which elements from the past are always meeting what is striving to be born out of the future. For Steiner's psychology is unique in that it takes account not only of forces playing into man from the past but also of future states of consciousness and being, which will not be realised till the far distant future but which are already affecting his character and destiny.
It was Steiner's way to approach a problem from one point of view at a time and develop that view fully. At another time he would approach the same problem from another viewpoint, and present what at first hearing may seem to be on almost opposite conclusion. It is important to remember in reading his works that nothing is intended to be final, conclusive or dogmatic. Life is full of complications and contradictions, and any valid account of it must reflect this fact.
After the founding of the first Waldorf School in Stuttgart in 1919 many other schools were soon founded on the same basis in a number of countries, and Steiner was called upon to lecture on education in various countries, including England. A list of further translated educational works will be found at the end of this volume.
Some personal words to the original group of teachers, stressing the importance of the founding of the school, with which Steiner opened the course of lectures, have been omitted from this translation.
Lecture I
My dear Friends,
We will begin by making a preliminary survey of our educational task; and to this I would like to give you a kind of introduction to-day. Of necessity our educational task will differ from those which mankind has set itself hitherto. Not that we are so vain or proud as to imagine that we, of ourselves, should initiate a new world-wide order in education, but because from anthroposophical spiritual science we know that the epochs of human evolution as they succeed each other must always set humanity fresh tasks. The task of mankind in the first Post-Atlantean epoch was different, it was different again in the second, and so on down to our fifth Post-Atlantean epoch. And we must realise that, in actual fact, what has to be accomplished in any one epoch of human evolution does not enter into the consciousness of mankind until some time after this epoch has begun.
The epoch of evolution in which we live to-day began in the middle of the fifteenth century. And only now is there coming forth, from spiritual depths as it were, a perception of what has to be done in this epoch, particularly in the realm of education.
Hitherto, even with the best will in the world, men's work in education has been done in the light of the old education; I mean in the sense of the education of the fourth Post-Atlantean epoch. Now much will depend on our placing ourselves in the right relation to our task at the outset. We must learn to understand that we have to give a very definite guidance to our age — guidance which is of importance, not because it is considered valid for the whole evolution of humanity, but because it is valid just for this age of ours. For, amongst other things, materialism has brought it about that men have no idea of the particular tasks of a particular age. Please do understand this at the very beginning: particular epochs have their own particular tasks.
You will have to take over children for their education and instruction — children who will have received already (as you must remember) the education, or mis-education given them by their parents. Indeed our intentions will only be fully accomplished when we, as humanity, will have reached the stage where parents, too, will understand that special tasks are set for mankind to-day, even for the first years of the child's education. But when we receive the children into the school we shall still be able to make up for many things which have been done wrongly, or left undone, in the first years of the child's life. For this we must fill ourselves with the consciousness through which alone we can truly teach and educate.
In devoting yourselves to your task do not forget that the whole civilisation of to-day, even into the sphere of the most spiritual life, is founded on the egoism of humanity. In the first place, consider with an open mind that domain of spiritual life which receives men's reverence to-day — the domain of religion. Ask yourselves if our present civilisation, particularly in the religious sphere, is not so constituted, as to appeal to man's egoism. It is typical of all sermons and preaching of our time that the preacher tries to reach men through their egoism. Take for example that question which should concern people most deeply — the question of immortality. You will see how almost everything to-day, even in sermons and exhortations, is directed by the preachers to appeal to man's egoism in the supersensible sphere. Egoism impels man to cling to his own being as he passes through the gate of death, to preserve his Ego. This is a form of egoism, however refined. And to-day every religious denomination appeals largely to this egoism when treating of immortality. Hence official religion mostly forgets one end of our earthly existence in addressing man, and takes account only of the other. It fixes its gaze on death and forgets birth. Though these things may not be openly acknowledged, they are nevertheless underlying tendencies.
We live in a time when this appeal to human egoism must be combated in every domain, if the life of mankind is not to decline further and further on its present downward course. We must become more and more conscious of the other end of man's development on earth, namely birth. We must consciously face this fact: that man evolves through a long period between death and a new birth and that then, within this evolution, he reaches a point where he dies, as it were, for the spiritual world — where conditions of his life in the spiritual world oblige him to pass over into another form of existence. He receives this other form of existence in that he lets himself be clothed with the physical and etheric body. What he has to receive by being clothed with the physical and etheric body he could not receive if he were simply to go on evolving in a straight line in the spiritual world. Hence although from his birth onwards we may only look upon the child with physical eyes, we will all the time be conscious of the fact — “this too is a continuation.” And we will not only look to what human existence experiences after death, i.e. to the spiritual continuation of the physical; but we will be conscious that physical existence here is a continuation of the spiritual, and that we, through education, have to carry on what has hitherto been done by higher beings without our participation. This alone will give the right mood and feeling to our whole system of teaching and education, if we fill ourselves with the consciousness: here, in this human being, you, with your action, have to achieve a continuation of what higher beings have done before his birth.
In this age when men have lost connection with the spiritual worlds in their thought and feeling, we are often asked an abstract question which in the light of a spiritual conception of the world has no real meaning. We are asked how so-called pre-natal education should be conducted. There are many people to-day who take things abstractly, but, if one takes them concretely,' then in certain domains one simply cannot continue asking questions in an arbitrary manner. I once gave this example: on a road we see tracks. We can ask: Why are they there? Because a carriage has been driven over the road. Why was the carriage driven? Because its occupants wanted to reach a certain destination. Why did they want to reach a certain destination? The asking of questions must come to a stop somewhere in reality. If we remain in abstractions we can continue for ever asking: Why? We can go on turning the wheel of questions without end. Concrete thought will always find an end, but abstract thought goes on running round like a wheel for ever. And so it is with the questions that are asked about domains that do not lie so close at hand. People begin thinking about education and then they ask about pre-natal education. But, my dear friends, before birth the human being is still in the protection of Beings who stand above the physical. It is to them that we must leave the immediate and individual relationship between the world and the human being. Hence a pre-natal education cannot be addressed to the child itself. It can only be an unconscious result of what the parents — especially the mother — achieve. If until birth the mother behaves in such a way that she brings to expression in herself what is morally and intellectually right, in the true sense of the word, then of its own accord what the mother achieves in this continuous self-education will pass over to the child. The less we think of beginning to educate the child before it sees the light of the world and the more we think of leading a right and proper life ourselves, the better will it be for the child. Education can only begin when the child becomes a true member of the physical world — and that is when he begins to breathe the external air.
Now when the child has come forth on to the physical plane, we must realise what has really happened for him in the transition from a spiritual to a physical plane. Firstly, we must recognise that the human being is really composed of two members. Before the human being comes down to earth a union is entered into between the spirit and the soul — meaning by spirit what for the physical world of to-day is still entirely hidden, and what in Spiritual Science we call Spirit-Man, Life-Spirit, Spirit-Self. These three members of man's being are present in a certain way in the supersensible sphere to which we must now work our way through. And between death and a new birth we do already stand in a certain relationship to Spirit-Man, Life-Spirit, Spirit-Self. Now the force which proceeds from this trinity permeates the Soul element in man: Consciousness Soul, Intellectual or Mind Soul, and Sentient Soul. And if you were to observe the human being when, having passed through the existence between death and a new birth, he is just preparing to descend into the physical world, then you would find the spiritual which we have just described united with the soul. Man descends, as it were, as Spirit-Soul or Soul-Spirit from a higher sphere into earthly existence. He clothes himself with earthly existence.
In a similar way we can describe the other member of man's being which unites itself with the one just described. We can say: down there on the earth the Spirit-Soul is met by what arises through the processes of physical inheritance. And now the Soul-Spirit or Spirit-Soul meets with the Life-Body in such a way that two trinities are united with two other trinities. In the Spirit-Soul: Spirit-Man, Life-Spirit and Spirit-Self are united with that which is soul, namely: Consciousness-Soul, Intellectual Soul and Sentient Soul. These two trinities are united with one another, and descend into the physical world where they are now to unite with the Sentient or Astral body, Etheric body and Physical body. But these in turn are united — first in the body of the mother and then in the physical world — with the three kingdoms of the physical world: the mineral, the plant and the animal kingdoms. So that here again, two trinities are united with one another.
If you regard with an open mind the child who has found his way into earthly life, you will observe that here in the child, Soul-Spirit or Spirit-Soul is as yet dis-united from the Life-Body. The task of education conceived in the spiritual sense is to bring the Soul-Spirit into harmony with the Life-Body. They must come into harmony with one another. They must be attuned to one another; for when the child is born into the physical world, they do not as yet fit one another. The task of the educator, and of the teacher too, is the mutual attunement of these two members.
Let us now consider this task more concretely. Amongst all the relationships which man has to the external world, the most important of all is breathing. We begin breathing at the very moment we enter the physical world. Breathing in the mother-body is still, if I may put it so, a preparatory breathing: it does not yet bring the being into a complete connection with the external world. The child only begins to breathe in the right sense of the word when he has left the mother-body. Now this breathing signifies a very great deal for the human being, for in this breathing there dwells already the whole threefold system of physical man. You know that amongst the members of the threefold physical human system we reckon, in the first place, the digestion and metabolism. But the metabolism, the assimilation, is intimately connected at one end with the breathing. The breathing process is connected with the blood circulation through metabolism. The blood circulation receives into the human body the substances of the external world which are introduced by another path, so that on the one hand the breathing is connected with the whole metabolic system or digestive system.
On the other hand the breathing is also connected with the nerve-sense life of man. As we breathe in, we are continually pressing the cerebro-spinal fluid into the brain: and, as we breathe out, we press it back again into the body. Thus we transplant the rhythm of breathing to the brain. And as the breathing is connected on the one hand with digestion and assimilation, so on the other hand it is connected with the life of nerves and senses. We may say: the breathing is the most important mediator between the outer physical world and the human being who is entering it. But we must also be aware that this breathing cannot yet, by any means, function so as fully to maintain the life of the body. This applies particularly to the one side of breathing. At the beginning of his physical existence man has not yet achieved the right harmony, the right connection between the breathing process and the nerve-sense process. Observation of the nature of the child will show us that he has not yet learnt to breathe in such a way that breathing maintains the nerve-sense process rightly. In this lies the finer characterisation of what we really have to do with the child. We must first gain an Anthropological-Anthroposophical understanding of the human being. Thus, the most important measures in education will consist in paying attention to all that rightly organises the breathing process into the nerve-sense process. In the higher sense the child has to learn to take up into his spirit what is bestowed on him in that he is born to breathe.
This part of education will, you see, tend to the side of the soul and spirit. By harmonising the breathing with the nerve-sense process we draw all that is soul and spirit into the physical life of the child. To express it roughly we may say: the child cannot yet breathe in the right inner way, and education will have to consist in teaching the child to breathe rightly.
But there is yet another thing which the child cannot do rightly, and this must be taken in hand, in order that a harmony may thereby be created between the two members of the child's being — between the bodily corporeality and the Spirit-Soul. What the child cannot do properly at the beginning of his existence is this: he cannot yet accomplish the alternation between waking and sleeping in the way proper to man. It will strike you that what we have to emphasise from the spiritual side generally appears to be in contradiction to the external world-order. Externally speaking it is of course possible to say: “But the child can sleep perfectly well: indeed he sleeps far more than the human being at a later stage of life. The child sleeps his very way into life.” Nevertheless, what inwardly underlies sleeping and waking, this the child cannot yet do. The child experiences all sorts of things on the physical plane. He uses his little limbs: he eats, drinks and breathes. He alternates between sleeping and waking, but he is not able to carry into the spiritual world in sleep all that he experiences on the physical plane — all that he sees with his eyes, and hears with his ears, and does with his little hands, and the way he kicks and tosses with his little legs. All this he is not able to carry into the spiritual world and work upon there, carrying the results of this work back again on the physical plane. The child's sleep is characterised by the very fact that it is a different sleep from that of the grown-up person. What distinguishes the sleep of the adult is that his experiences during waking life are then worked upon, are metamorphosed. The child is not yet able to carry into his sleep what he has experienced between waking and falling asleep again. Thus in sleep the child still lives his way into the universal world order without being able to take with him what he has experienced externally in the physical world. It is this that a rightly guided education must accomplish: it must enable the human being to carry over his experiences on the physical plane into what the Soul-Spirit or Spirit-Soul is engaged upon during sleep. We, as teachers and educators, cannot really teach the child anything about the higher world. For what enters the human being from the higher world enters in during the time between falling asleep and waking again. All we can do is to use the time which the human being spends on the physical plane in such a way that he gradually becomes able to carry over into the spiritual world what we have done with him here; and that, in carrying it over, he can receive and bring back with him power from the spiritual world which will help him to be a true human being in physical existence.
Thus you see that all our activity of teaching and education is first directed to a very lofty domain — namely to the teaching of right breathing, and to the teaching of the right rhythm in the alternation of sleeping and waking. Needless to say, my dear friends, in our educational practice there will be no question of direct training of the breathing, or of direct training of sleeping and waking. All this will only be in the background. What we have to learn will be concrete measures of educational practice. But we must be conscious of what we are doing, right down to the foundations. When we teach this subject or that, we must be fully aware that we are working either in the one direction to bring the Spirit-Soul more into the earthly Body, or in the other direction to bring the bodily nature into the Spirit-Soul. Do not let us underestimate the importance of what has now been said. For you can only become good teachers and educators if you pay attention not merely to what you do, but also to what you are. It is really for this reason that we have Spiritual Science with its anthroposophical outlook: to perceive the significance of the fact that man is effective in the world not only through what he does, but above all through what he is. Truly, my dear friends, it makes a very great difference whether one teacher of the school or another comes through the classroom door to any group of children. There is a big difference; and the difference is not merely that the one teacher is more skilful in his practice than the other. No, the main difference — the one that is really influential in teaching — lies in what the teacher bears within him, as his constant trend of thought, and carries with him into the classroom. A teacher who occupies himself with thoughts of the evolving human being will work very differently upon his pupils from a teacher who knows nothing of all these things, and never gives them a thought. Once you begin to know the cosmic significance of the breathing process and of its transformation through education, and the cosmic significance of the rhythm between sleeping and waking — what is it that happens? The moment you have such thoughts something in you is combating your purely personal nature. The moment you have such thoughts the very basis of this spirit of personality is of less effect. In that moment all that enhances a personal spirit is damped down, all that man possesses through the fact that he is a physical man. If you have quenched this personal spirit, then, as you enter the classroom, it will come about through inner forces that a relationship is established between the pupils and yourself.
Now it may be that at first external facts will contradict this. You enter the school and perhaps you find yourself faced with scamps, both boys and girls, who make fun of you. Now you must be so strengthened with such thoughts as we shall here cultivate, that you do not pay any attention to their ridicule but accept it as something perfectly external. Accept it, shall I say, like the external circumstances that when you go out without an umbrella it suddenly begins to rain. Undoubtedly this is an unpleasant surprise. But we usually make a distinction between being ridiculed and being taken by surprise in a shower when we have no umbrella. This distinction must not be made. We must evolve thoughts so strong that the distinction is not made — that we take ridicule like a good shower of rain. If we are permeated by these thoughts and have real faith in them then (perhaps after a week, or a fortnight, or maybe longer still), we shall certainly find that however much the children may laugh at us, we have nevertheless established a relationship with them such as we would wish.
Through what we make of ourselves we must come to this relationship, even in the face of difficulty and resistance. And we must above all become conscious of this first of educational tasks: that we must first make something of ourselves, so that a relationship in thought, an inner spiritual relationship, may hold sway between the teacher and the children. So that we enter the classroom with the conscious thought: this spiritual relationship is present — not only the words, not only all that I say to the children in the way of instruction and admonition, not only my skilfulness in teaching. These are externals which we must certainly cultivate, but we shall only cultivate them rightly if we establish the importance of the relation between the thoughts that fill us and the effects of our teaching on the children, in body and soul.
Our whole conduct and bearing as we teach will not be complete unless we keep this thought in our minds: the human being was born. Thereby the possibility was given him to do what he could not do in the spiritual world. We have to teach and educate first of all so as to give the breathing its right harmony in relation to the spiritual world. The human being could not accomplish the rhythmical alternation between waking and sleeping in the same way in the spiritual world as in the physical world. By education, by teaching, we must regulate this rhythm in such a way that the bodily nature in the human being becomes properly membered with the Soul-Spirit. Needless to say, this is not something that we should have before us as an abstraction, and apply it as such directly to our teaching, but this thought about the human being must be our rule and guide.
This is what I wanted to give you in this present introduction. To-morrow we will begin with the subject of education proper.
Lecture II
In the future all teaching must be founded on a real psychology — a psychology which has been gained through an anthroposophical knowledge of the world. Of course it has been widely recognised that instruction and education generally must be built up on psychology, and you know that Herbartian pedagogy, for instance, which has influenced great numbers of people, founded its educational standards on Herbartian psychology. Now during the last few centuries and up to recent times there has been something present in the life of man which prevents a real practical psychology from coming into being. This can be traced to the fact that in the age in which we now are, the age of the Consciousness Soul, man has not yet reached the spiritual depth which would enable him to come to a real understanding of the human soul. But those concepts which have been built up in past times in the sphere of psychology — the science of the soul — out of the old knowledge of the fourth Post-Atlantean period, have become more or less devoid of content to-day: they have become mere words. Anyone who takes up psychology or anything to do with psychological concepts will find that there is no longer any real content in the books on the subject. They will have the feeling that psychologists only play with concepts. Who is there to-day for instance who develops a really clear conception of what mental picture or will is? In psychologies and theories of education you can find one definition after another of mental picture and of will, but these definitions will not be able to give you a real mental picture, a real idea, either of mental picture itself or of will. Psychologists have completely failed — owing to an external, historical necessity, it is true — to make any connection between the soul life of the individual human being and the whole universe. They were not in a position to understand how the soul-life of man stands in relation to the whole universe. It is only by perceiving the connection between the individual human being and the whole universe that it is possible to arrive at the idea of the being “man.”
Let us look at what is ordinarily called mental picture. We must develop this, as well as feeling and willing, in the children, and to this end we must first of all gain a clear conception of the mental picture. Anyone who looks with an open mind at what lives in men as this activity will at once be struck by its image character. The mental picture is of the nature of an image. And those who try to find in it the character of existence or being are subject to a great illusion. What would it be for us if it were “being”? We certainly have elements of being in us also. Think only of our bodily elements of being: to take a somewhat crude example: your eyes, they are elements of being, your nose or your stomach, that is an element of being. It will be clear to you that you live in these elements of being, but you cannot make mental pictures with them. You flow out with your own nature into the elements of being, and you identify yourself with them. The possibility of understanding, of grasping something with your mental pictures arises from the fact that they have an image character, that they do not so merge into us that we are in them. For indeed, they do not really exist, they are mere images. One of the great mistakes of the last period of man's evolution during the last few centuries, has been to identify being with thought as such. Cogito ergo sum (I think therefore I am), is the greatest error that has been put at the summit of recent philosophy, for in the whole range of the Cogito there lies not the sum but the non sum. That is to say, as far as my knowledge reaches I do not exist, but there is only image.
Now when you consider the image character of mental picturing you must above all think of it qualitatively. You must consider its mobility, one might almost say its activity of being, but that might give too much the impression of being, of existence, and we must realise that even activity of thought is only an image activity. Everything which is purely movement in mental picturing is a movement of images. But images must be images of something; they cannot be merely images as such. If you think of the comparison of mirror images you can say to yourselves: out of the mirror there appear mirror images, it is true, but what is in the mirror images is not behind the mirror, it exists independently somewhere else. It is of no consequence to the mirror what is to be reflected in it; all sorts of things can be reflected in it. When we have thus clearly grasped that the activity of mental picturing is of this image nature, we must next ask: of what is it an image? Naturally no outer science can tell us this, but only a science founded on Anthroposophy. Mental picturing is an image of all the experiences which we go through before birth, or rather conception. You cannot arrive at a true understanding of it unless it is clear to you that you have gone through a life before birth, before conception. And just as ordinary mirror images arise spatially as mirror images, so your life between death and re-birth is reflected in your present life and this reflection is mental picturing. Thus when you look at it diagrammatically you must mentally picture the course of your life to be running between the two horizontal lines bounded on the right and left by birth and death.
You must then further represent to yourself that mental picturing is continually playing in from the other side of birth and is reflected by the human being himself. And it is because the activity which you accomplish in the spiritual world before birth or conception is rejected by your bodily nature that you experience mental picturing. For true knowledge this activity is a proof, because it is an image, of life before birth.
I want to place this first before you as an idea (we shall come back to a real explanation of these things later) in order to show you that we can get away from the mere verbal explanations which you find in psychologies and theories of education, and arrive at a true understanding of what the activity of mental picturing is, by learning to know that in it we have a reflection of the activity which was carried on by the soul before birth or conception, in the purely spiritual world. All other definitions of mental picturing are of absolutely no value, because they give us no true idea of what it is.
We must now investigate will in the same way. For the ordinary consciousness will is really a very great enigma. It is the crux of psychologists simply because to the psychologist will appears as something very real but basically without content. For if you examine what content psychologists give to will you will always find that this content comes from mental picturing. As for will itself it has no immediate real content of its own. Then again the fact is that there are no definitions of will: these definitions of will are all the more difficult because it has no real content. But what is will really? It is nothing else but the seed in us of that which after death will be reality of spirit and of soul. Thus when you picture to yourself what will be our spirit-soul reality after death, and picture it as seed within us, then you have will. In our drawing our life's course ends with death on the one side, and will passes over beyond it.
Thus we have to picture to ourselves: mental picturing on the one hand, which we must conceive of as an image from pre-natal life; and will, on the other hand, which we must conceive of as the seed of something which appears later. I beg you to bear clearly in mind the difference between seed and image. For a seed is something more than real, and an image is something less than real; a seed does not become real until later, it carries within it the ground of what will appear later as reality; so that the will is indeed of a very spiritual nature. Schopenhauer had a feeling for this truth, but naturally he could not advance to the knowledge that will is a seed of the Spirit-Soul as it unfolds after death in the spiritual world.
Now we have divided man's soul-life into two spheres, as it were: into mental picturing, which is in the nature of image, and will, which is in the nature of seed, and between image and seed there lies a boundary. This boundary is the whole life of the physical man himself who reflects back the pre-natal, thus producing the images of mental picturing, and who does not allow the will to fulfil itself, thereby keeping it continually as seed, allowing it to be nothing more than seed. Now we must ask: what are the forces that really bring this about?
We must be quite clear that in man there are certain forces which reflect back the pre-natal reality and hold the after death reality in seed. And now we come to the most important psychological concepts of facts which are reflections of the forces described in my book Theosophy — reflections of sympathy and antipathy. Because we can no longer remain in the spiritual world (and here we come back to what was said yesterday) we are brought down into the physical world. In being brought down into the physical world we develop an antipathy for everything spiritual so that we radiate back the spiritual, pre-natal reality in an antipathy of which we are unconscious. We bear the force of antipathy within us, and through it transform the pre-natal element into a mere mental picture or image. And we unite ourselves in sympathy with that which radiates out towards our later existence as the reality of will after death. We are not immediately conscious of these two, sympathy and antipathy, but they live unconsciously in us, and they signify our feeling, which consists continually of a rhythm, of an alternating between sympathy and antipathy.
I want to place this first before you as an idea (we shall come back to a real explanation of these things later) in order to show you that we can get away from the mere verbal explanations which you find in psychologies and theories of education, and arrive at a true understanding of what the activity of mental picturing is, by learning to know that in it we have a reflection of the activity which was carried on by the soul before birth or conception, in the purely spiritual world. All other definitions of mental picturing are of absolutely no value, because they give us no true idea of what it is.
We must now investigate will in the same way. For the ordinary consciousness will is really a very great enigma. It is the crux of psychologists simply because to the psychologist will appears as something very real but basically without content. For if you examine what content psychologists give to will you will always find that this content comes from mental picturing. As for will itself it has no immediate real content of its own. Then again the fact is that there are no definitions of will: these definitions of will are all the more difficult because it has no real content. But what is will really? It is nothing else but the seed in us of that which after death will be reality of spirit and of soul. Thus when you picture to yourself what will be our spirit-soul reality after death, and picture it as seed within us, then you have will. In our drawing our life's course ends with death on the one side, and will passes over beyond it.
Thus we have to picture to ourselves: mental picturing on the one hand, which we must conceive of as an image from pre-natal life; and will, on the other hand, which we must conceive of as the seed of something which appears later. I beg you to bear clearly in mind the difference between seed and image. For a seed is something more than real, and an image is something less than real; a seed does not become real until later, it carries within it the ground of what will appear later as reality; so that the will is indeed of a very spiritual nature. Schopenhauer had a feeling for this truth, but naturally he could not advance to the knowledge that will is a seed of the Spirit-Soul as it unfolds after death in the spiritual world.
Now we have divided man's soul-life into two spheres, as it were: into mental picturing, which is in the nature of image, and will, which is in the nature of seed, and between image and seed there lies a boundary. This boundary is the whole life of the physical man himself who reflects back the pre-natal, thus producing the images of mental picturing, and who does not allow the will to fulfil itself, thereby keeping it continually as seed, allowing it to be nothing more than seed. Now we must ask: what are the forces that really bring this about?
We must be quite clear that in man there are certain forces which reflect back the pre-natal reality and hold the after death reality in seed. And now we come to the most important psychological concepts of facts which are reflections of the forces described in my book Theosophy — reflections of sympathy and antipathy. Because we can no longer remain in the spiritual world (and here we come back to what was said yesterday) we are brought down into the physical world. In being brought down into the physical world we develop an antipathy for everything spiritual so that we radiate back the spiritual, pre-natal reality in an antipathy of which we are unconscious. We bear the force of antipathy within us, and through it transform the pre-natal element into a mere mental picture or image. And we unite ourselves in sympathy with that which radiates out towards our later existence as the reality of will after death. We are not immediately conscious of these two, sympathy and antipathy, but they live unconsciously in us, and they signify our feeling, which consists continually of a rhythm, of an alternating between sympathy and antipathy.
We develop within us all the world of feeling, which is a continual alternation — systole, diastole — between sympathy and antipathy. This alternation is continually within us. Antipathy on the one hand changes our soul life into picture image: sympathy, which goes in the other direction, changes our soul life into what we know as our will for action, into that which holds in germ what after death is spiritual reality. Here we come to the real understanding of the life of soul and spirit. We create the seed of the soul life as a rhythm of sympathy and antipathy.
Now what is it that you ray back in antipathy. You ray back the whole life, the whole world, which you have experienced before birth or conception. That has in the main the character of cognition. Thus you really owe your cognition to the shining in, the raying in of your pre-natal life. And this cognising, which possesses great reality before birth or conception, is weakened to such a degree through antipathy that it becomes only a picture image. Thus we can say: this cognising comes up against antipathy and is thereby reduced to mental picture.
If antipathy is sufficiently strong something very remarkable happens. For in ordinary life after birth we could not picture mentally if we did not do it in a measure with the very force which has remained in us from the time before birth. When you use this faculty to-day as physical man you do not do it with a force which is in you, but with a force which comes from a time before birth, and which still works on in you. You might suppose it ceased with conception, but it remains active, and we make our mental pictures with this force which continues to ray into us. You have it in you, continually living on from pre-natal times, only you have the force in you to ray it back. You have this force in your antipathy. When in your present life you make mental pictures, each such process meets antipathy, and if the antipathy is sufficiently strong a memory image arises. So that memory is nothing else but a result of the antipathy that holds sway within us. Here you have the connection between the purely feeling nature of antipathy which rays back in an indefinite manner, and the definite raying back, the raying back of the activity of perception in memory, an activity which is carried out in a pictorial way. Memory is only heightened antipathy. You could have no memory if you had so great a sympathy for your mental pictures that you could devour them; you have a memory only because you have a kind of “disgust” for them, you fling them back and in this way make them present. That is their reality.
When you have gone through this whole process, when you have produced a mental picture, reflected this back in the memory, and held fast the image element, then there arises the concept. This then is one side of the soul's activity: antipathy, which is connected with our pre-natal life.
Now we will take the other side, that of willing, which is in the nature of a germ in us and belongs to the life after death. Willing is present in us because we have sympathy with it, because we have sympathy with this seed which will not be developed until after death. Just as our thinking depends upon antipathy, so our willing depends on sympathy. Now if this sympathy is sufficiently strong— as strong as the antipathy which enables mental picturing to become memory — then out of sympathy there arises imagination. Just as memory arises out of antipathy so imagination arises out of sympathy. And if your imagination is sufficiently strong (which only happens unconsciously in ordinary life), if it is so strong that it permeates your whole being right down into the senses, then you get the ordinary picture forms* through which you make mental pictures of outer things. This activity has its starting point in the will. People are very much mistaken when in speaking psychologically they constantly say: “We look at things, then we make them abstract, and thus we get the mental picture.” This is not the case. The fact that chalk is white to us is a result of the application of the will, which by way of sympathy and imagination has become picture form (German: Imaginationen). But when we form a concept, on the other hand, it has quite a different origin; for the concept arises from memory.
Here I have described to you the soul processes. It is impossible for you to comprehend the being of man unless you understand the difference between the elements of sympathy and antipathy in man. These elements, as I have described, find their full expression in the soul world after death. There sympathy and antipathy hold sway undisguised. I have been describing the soul-man who, on the physical plane, is united with the bodily man. Everything pertaining to the soul is expressed and revealed in the body, so that on the one hand we find revealed in the body what is expressed in antipathy, memory and concept. All this is bound up with the nerves in the bodily organisation. While the nervous system is being formed in the body all that belongs to the pre-natal life is at work there. The pre-natal life of the soul works into the human body through antipathy, memory and concept, and hereby creates the nerves. This is the true concept of nerves. All talk of classifying nerves as sensory and motor is meaningless, as I have often explained to you.
Similarly, in a certain sense, the activity of willing, sympathy, picture-forming and imagination works out of the human being. This is bound to the seed condition; it can never really come to completion but must perish at the moment it arises; it has to remain as a seed, and the seed must not evolve too far. Thus it must perish in the moment of arising. Here we come to a very important fact about the human being. You must learn to understand the whole man, spirit, soul and body. Now in man there is something continually being formed which always has the tendency to become spiritual. But because out of our great love, albeit selfish love, we want to hold it fast in the body, it never can become spiritual; it loses itself in its bodily nature. We have something within us which is material but which is always wanting to pass over from its material condition and become spiritual. We do not let it become spiritual, and therefore we destroy it in the very moment when it is striving to become spiritual — I refer to blood, the opposite of the nerves.
Now what is it that you ray back in antipathy. You ray back the whole life, the whole world, which you have experienced before birth or conception. That has in the main the character of cognition. Thus you really owe your cognition to the shining in, the raying in of your pre-natal life. And this cognising, which possesses great reality before birth or conception, is weakened to such a degree through antipathy that it becomes only a picture image. Thus we can say: this cognising comes up against antipathy and is thereby reduced to mental picture.
If antipathy is sufficiently strong something very remarkable happens. For in ordinary life after birth we could not picture mentally if we did not do it in a measure with the very force which has remained in us from the time before birth. When you use this faculty to-day as physical man you do not do it with a force which is in you, but with a force which comes from a time before birth, and which still works on in you. You might suppose it ceased with conception, but it remains active, and we make our mental pictures with this force which continues to ray into us. You have it in you, continually living on from pre-natal times, only you have the force in you to ray it back. You have this force in your antipathy. When in your present life you make mental pictures, each such process meets antipathy, and if the antipathy is sufficiently strong a memory image arises. So that memory is nothing else but a result of the antipathy that holds sway within us. Here you have the connection between the purely feeling nature of antipathy which rays back in an indefinite manner, and the definite raying back, the raying back of the activity of perception in memory, an activity which is carried out in a pictorial way. Memory is only heightened antipathy. You could have no memory if you had so great a sympathy for your mental pictures that you could devour them; you have a memory only because you have a kind of “disgust” for them, you fling them back and in this way make them present. That is their reality.
When you have gone through this whole process, when you have produced a mental picture, reflected this back in the memory, and held fast the image element, then there arises the concept. This then is one side of the soul's activity: antipathy, which is connected with our pre-natal life.
Now we will take the other side, that of willing, which is in the nature of a germ in us and belongs to the life after death. Willing is present in us because we have sympathy with it, because we have sympathy with this seed which will not be developed until after death. Just as our thinking depends upon antipathy, so our willing depends on sympathy. Now if this sympathy is sufficiently strong— as strong as the antipathy which enables mental picturing to become memory — then out of sympathy there arises imagination. Just as memory arises out of antipathy so imagination arises out of sympathy. And if your imagination is sufficiently strong (which only happens unconsciously in ordinary life), if it is so strong that it permeates your whole being right down into the senses, then you get the ordinary picture forms* through which you make mental pictures of outer things. This activity has its starting point in the will. People are very much mistaken when in speaking psychologically they constantly say: “We look at things, then we make them abstract, and thus we get the mental picture.” This is not the case. The fact that chalk is white to us is a result of the application of the will, which by way of sympathy and imagination has become picture form (German: Imaginationen). But when we form a concept, on the other hand, it has quite a different origin; for the concept arises from memory.
Here I have described to you the soul processes. It is impossible for you to comprehend the being of man unless you understand the difference between the elements of sympathy and antipathy in man. These elements, as I have described, find their full expression in the soul world after death. There sympathy and antipathy hold sway undisguised. I have been describing the soul-man who, on the physical plane, is united with the bodily man. Everything pertaining to the soul is expressed and revealed in the body, so that on the one hand we find revealed in the body what is expressed in antipathy, memory and concept. All this is bound up with the nerves in the bodily organisation. While the nervous system is being formed in the body all that belongs to the pre-natal life is at work there. The pre-natal life of the soul works into the human body through antipathy, memory and concept, and hereby creates the nerves. This is the true concept of nerves. All talk of classifying nerves as sensory and motor is meaningless, as I have often explained to you.
Similarly, in a certain sense, the activity of willing, sympathy, picture-forming and imagination works out of the human being. This is bound to the seed condition; it can never really come to completion but must perish at the moment it arises; it has to remain as a seed, and the seed must not evolve too far. Thus it must perish in the moment of arising. Here we come to a very important fact about the human being. You must learn to understand the whole man, spirit, soul and body. Now in man there is something continually being formed which always has the tendency to become spiritual. But because out of our great love, albeit selfish love, we want to hold it fast in the body, it never can become spiritual; it loses itself in its bodily nature. We have something within us which is material but which is always wanting to pass over from its material condition and become spiritual. We do not let it become spiritual, and therefore we destroy it in the very moment when it is striving to become spiritual — I refer to blood, the opposite of the nerves.
Blood is really a “very special fluid.” For it is the fluid which would whirl away as spirit if we were able to remove it from the human body so that it still remained blood and was not destroyed by other physical agencies — an impossibility while it is bound to earthly conditions. Blood has to be destroyed in order that it may not whirl away as spirit, in order that we may retain it within us as long as we are on the earth, up to the moment of death. For this reason we have perpetually within us: formation of blood — destruction of blood — formation of blood — destruction of blood: through in-breathing and out-breathing.
We have a polaric process within us. We have those processes within us which, working through the blood and blood-vessels, continually have the tendency to lead our being out into the spiritual. To talk of motor nerves, as has become customary, does not correspond to the facts, because the motor-nerves would really be blood-vessels. In contrast to the blood all nerves are so constituted that they are constantly in the process of dying, of becoming materialised. What lies along the nerve-paths is really extruded, rejected material. Blood wants to become ever more spiritual — nerve ever more material. Herein consists the polaric contrast. In the later lectures we shall follow these fundamental principles further and we shall see how this can give us help to arrange our teaching in a hygienic way, so that we can lead a child to health of soul and body, and not to decadence of spirit and soul. The amount of bad education now prevalent is because so much is unknown. Although physiology believes it has discovered a truth when it talks of sensory and motor nerves, it is nevertheless only playing with words. Motor nerves are spoken of because of the fact that when certain nerves are injured, i.e. those which go to the legs, a man cannot walk when he wants to do so. It is said that he cannot walk because he has injured the nerves which, as motor nerves, set the leg in motion. In reality the reason why he cannot walk is that he has no perception of his own legs. This age in which we live has been obliged to entangle itself in a mass of errors, so that, through having to disentangle ourselves from them, we may become independent human beings.
Now you will have seen, from what I have here developed, that really the human being can only be understood in connection with the cosmos. For when we make mental pictures we have what is cosmic within us. We were in the cosmos before we were born, and our experience there is now mirrored in us; we shall be in the cosmos again when we have passed through the gate of death, and our future life is expressed in seed form in what rules our will. What works unconsciously in us works in full consciousness for higher knowledge in the cosmos.
We have a threefold expression of this sympathy and antipathy revealed in our physical body. We have, as it were, three centres where sympathy and antipathy interplay. First we have a centre of this kind in the head, in the working together of blood and nerves, whereby memory arises. At every point where the activity of the nerves is broken off, at every point where there is a gap, there is a centre where sympathy and antipathy interplay. Another gap of this kind is to be found in the spinal marrow; for instance, when one nerve passes in towards the posterior horn of the spinal marrow and another passes out from the anterior horn. And again there is such a gap in the little bundles of ganglia, which are embedded in the sympathetic nerves. We are by no means such simple beings as it might seem. In three parts of our organism, in the head, in the chest and in the lower body, there are boundaries at which antipathy and sympathy meet. In perceiving and willing it is not that something leads round from a sensory to a motor nerve, but a direct stream springs over from one nerve to another, and through this the soul in us is touched; in the brain and in the spinal marrow. At these places where the nerves are interrupted we unite ourselves with our sympathy and antipathy to the soul-life; and we do so again where the ganglia systems are developed in the sympathetic nervous system.
We are united with our experience with the cosmos. Just as we develop activities which have to be continued in the cosmos, so does the cosmos constantly develop with us the activity of antipathy and sympathy. When we look upon ourselves as men, then we see ourselves as the result of the sympathies and the antipathies of the cosmos. We develop antipathy from out of ourselves, the cosmos develops antipathy together with us; we develop sympathy, the cosmos develops sympathy with us.
Now as human beings we are manifestly divided into the head system, the chest system, and the digestive system with the limbs. But please notice that this division into organised systems can very easily be combated, because when men make systems to-day they want to have the separate parts neatly arranged side by side. If we say that a man is divided into a head system, chest system, and a system of the lower body with the limbs, then people expect each of these systems to have a fixed boundary. People want to draw lines where they divide, and that cannot be done when dealing with realities. In the head we are principally head, but the whole human being is head, only what is outside the head is not principally head. For though the actual sense organs are in the head, we have the sense of touch and the sense of warmth over the whole body. Thus in that we feel warmth we are head all over. In the head only are we principally head, but we are secondarily head in the rest of the body. Thus the parts are intermingled, and we are not so simply divided as the pedants would have us be. The head extends everywhere, only it is specially developed in the head proper. The same is true of the chest. Chest is the real chest but only principally, for again the whole man is chest. For the head is also to some extent chest as is the lower body with the limbs. The different parts are intermingled. And it is just the same in the lower body. Some physiologists have noticed that the head is “lower body.” For the very fine development of the head-nerve system does not really lie within the outer brain layer of which we are so proud; it does not lie within but below the outer layer of the brain. For the outer covering of the brain is, to some extent, a retrogression; this wonderful artistic structure is already on the retrograde path; it is much more a system of nourishment. So that in a manner of speaking, we may say a man has no need to be so conceited about the outer brain for it is a retrogression of the complicated brain into a brain more used for nourishment. We have the outer layer so that the nerves which are connected with knowing may be properly supplied with nourishment. And the reason that our brain excels the animal brain is only that we supply our brain nerves better with nourishment. We are only able to develop our higher powers of cognition because we are able to nourish our brain nerves better than the animals are able to do. Actually the brain and the nervous system have nothing to do with real cognition but only with the expression of cognition in the physical organism.
Now the question is: why have we the contrast between the head system (we will leave the middle system out of account for the present) and the polaric limb system with the lower body? We have this contrast because at a certain moment the head system is breathed out by the cosmos. Man has the form of his head by reason of the antipathy of the cosmos. When the cosmos has such aversion for what man bears within him that it pushes it out, then the image or copy arises. In the head man really bears the copy of the cosmos in him. The roundly formed head is such a copy. The cosmos, through antipathy, creates a copy of itself outside itself. That is our head. We can use our head as an organ for freedom because it has been pushed out by the cosmos. We do not regard the head correctly if we think of it as incorporated in the cosmos as intensively as is our limb-masses system, in which are included the sexual organs. Our limb system is incorporated in the cosmos and the cosmos attracts it, has sympathy with it, just as it has antipathy towards the head. In the head our antipathy meets the antipathy of the cosmos; there they come into collision. And in the rebounding of our antipathies upon those of the cosmos our perceptions arise. All inner life which rises on the other side of man's being has its origin in the loving sympathetic embrace between the cosmos and the limb system of man.
Thus the human bodily form expresses how a man, even in his soul nature, is formed out of the cosmos, and also what he then takes from the cosmos. If you look at it from this point of view you will more easily see that there is a great difference between the formation of the mental picture and the formation of will. If you work exclusively and one-sidedly on the building up of the former, then you really point the child back to his pre-natal existence, and you will harm him if you are educating him rationalistically, because you are coercing his will into what he has already done with — the pre-natal life. You must not introduce too many abstract concepts into what you bring to the child. You must rather introduce imaginative pictures. Why is this? Imaginative pictures stem from picture-forming and sympathy. Concepts, abstract concepts, are abstractions; they go through memory and antipathy, and they stem from the pre-natal life. If you use many abstractions in teaching a child, you involve him too intensely in the production of carbonic acid in the blood, namely in processes of the hardening of the body, and decay. If you bring to the child as many imaginations as possible, if you educate him as much as possible by speaking to him in images, then you are actually laying in the child the germ for the preservation of oxygen, for continuous growth, because you point to the future, to what comes after death. In educating we take up again in some measure the activities which were carried out with us men before birth. We must realise that mental picturing is an activity connected with images, originating in what we have experienced before birth or conception. The spiritual Powers have so dealt with us that they have planted within us this image activity which works on in us after birth, If in our education we ourselves give the children images we are taking up this cosmic activity again. We plant images in them which can become germs, seeds, because we plant them into a bodily activity. Therefore, whilst as educators we acquire the power to work in images we must continually have the feeling: you are working on the whole man; it echoes, as it were, through the whole human being, if you work in images.
If you yourselves continually feel that in all education you are supplying a kind of continuation of pre-natal supersensible activity, then you will give to all your education the necessary consecration, for without this consecration it is impossible to educate at all.
To-day we have learnt of two systems of concepts: cognition, antipathy, memory, concept: willing, sympathy, picture-forming, imagination: two systems which we shall be able to apply practically in all that we have to do in our educational work. We will speak further of this to-morrow.
Lecture III
The teacher of the present day should have a comprehensive view of the laws of the universe as a background to all he undertakes in his school work. And clearly, it is particularly in the lower classes, in the lower school grades, that education demands a connection in the teacher's soul with the highest ideas of humanity. A real canker in school constitution of recent years has been the habit of keeping the teacher of younger classes in a kind of dependent position, in a position which has made his existence seem of less value than that of teachers in the upper school. Naturally this is not the place for me to speak in general of the spiritual branch of the social organism. But I must point out that in future everything in the sphere of teaching must be on an equal footing; and public opinion will have to recognise that the teacher of the lower grades, both spiritually and in other ways, has the same intrinsic value as the teacher of the upper grades. It will not surprise you, therefore, if we point out to-day in the background of all teaching — with younger children as with older — there must be something that one cannot of course use directly in one's work with the children, but which it is essential that the teacher should know if his teaching is to be fruitful.
In our teaching we bring to the child the world of nature on the one hand and the world of the spirit on the other. In so far as we are human beings on the earth, on the physical plane, fulfilling our existence between birth and death, we are intimately connected with the natural world on the one hand and the spiritual world on the other hand. Now the psychological science of our time is a very weak growth. It is still suffering from the after-effects of that dogmatic Church pronouncement of A.D. 869 — to which I have often alluded — a decree which obscured an earlier vision resting on instinctive knowledge: the insight that man is divided into body, soul and spirit. When you hear psychologists speak to-day you will nearly always find that they speak only of the twofold nature of man. You will hear it said that man consists of matter and soul, or of body and spirit, however it may be put. Thus matter and body, and equally soul and spirit, are regarded as meaning much the same thing. (The words here translated as matter and body are Körper and Leib, for which we have no precise equivalent in English. Körper is equivalent to physical body. Leib denotes a living body, i.e. an organism penetrated with life.) Nearly all psychologies are built up on this erroneous conception of the twofold division of the human being. It is impossible to come to a real insight into human nature if one adopts this twofold division alone. It is for this fundamental reason that nearly everything that is put forward to-day as psychology is only dilettantism, a mere playing with words.
This is chiefly due to that error, which reached its full magnitude only in the second half of the nineteenth century, and which arose from a misconception of a really great achievement of physical science. You know that the good people of Heilbronn have erected a memorial in the middle of their city to the man they shut up in an asylum during his life: Julius Robert Mayer. And you know that this personality, of whom the Heilbronn people are to-day naturally extremely proud, is associated with what is called the law of the Conservation of Energy or Force.
This law states that the sum of all energies or forces present in the universe is constant, only that these forces undergo certain changes, and appear, now as heat, now as mechanical force, or the like. This is the form in which the law of Julius Robert Mayer is presented, because it is completely misunderstood. For he was really concerned with the discovery of the metamorphosis of forces, and not with the exposition of such an abstract law as that of the conservation of energy.
Now, considered broadly and from the point of view of the history of civilisation, what is this law of the conservation of energy or force? It is the great stumbling-block to any understanding of man. For as soon as people think that forces can never be created afresh, it becomes impossible to arrive at a knowledge of the true being of man. For the true nature of man rests on the fact that through him new forces are continually coming into existence. It is certainly true that, under the conditions in which we are living in the world, man is the only being in whom new forces and even — as we shall hear later — new matter is being formed. But as modern philosophy will have nothing to do with the elements through which alone the human being can be fully comprehended, it produces this law of the conservation of energy; a law which, in a sense, does no harm when applied to the other kingdoms of nature, to the mineral, plant and animal kingdoms — but which applied to man destroys all possibility of a true understanding and knowledge.
As teachers it will be necessary for you on the one hand to give your pupils an understanding of nature, and on the other hand to lead them to a certain comprehension of spiritual life. Without a knowledge of nature in some degree, and without some relation to spiritual life, man cannot take his place in social life. Let us therefore first of all turn our attention to external nature.
Outer nature presents itself to us in two ways. On the one side, we confront nature in our thought life which as you know is of an image character and is a kind of reflection of our pre-natal life. On the other side we come into touch with that nature which may be called will-nature, which, as germ, points to our life after death. In this way we are continuously involved with nature. This might of course appear to be a two fold relationship between man and the world, and it has in point of fact given rise to the error of the twofold nature of man. We shall return to this subject later. When we confront the world from the side of thinking and of the mental picture, then we can really only comprehend that part of the world which is perpetually dying. This is a law of extraordinary importance. You must be very clear on this point: you may come across the most marvellous natural laws, but if they have been discovered by means of the intellect and the powers of the mental picture, then they will always refer to what is in process of dying in external nature.
When, however, the living will, present in man as germ, is turned to the external world, it experiences laws very different from those connected with death. Hence those of you, who still retain conceptions which have sprung from the modern age and the errors of present-day science, will find something difficult to understand. What brings us into contact with the external world through the senses — including the whole range of the twelve senses — has not the nature of cognition, but rather of will. A man of to-day has lost all perception of this. He therefore considers it childish when he reads in Plato that actually sight comes about by the stretching forth of a kind of prehensile pair of arms from the eyes to the objects. These prehensile arms cannot of course be perceived by means of the senses; but that Plato was conscious of them is proof that he had penetrated into the supersensible world. Actually, looking at things involves the same process as taking hold of things, only it is more delicate. For example, when you take hold of a piece of chalk this is a physical process exactly like the spiritual process that takes place when you send the etheric forces from your eyes to grasp an object in the act of sight. If people of the present day had any power of observation, they would be able to deduce these facts from observing natural phenomena. If, for example, you look at a horse's eyes, which are directed outwards, you will get the feeling that the horse, simply through the position of his eyes, has a different attitude to his environment from the human being. I can show you the causes of this most clearly by the following hypothesis: imagine that your two arms were so constituted that it was quite impossible for you to bring them together in front, so that you could never take hold of yourself. Suppose you had to remain in the position of “Ah” in Eurythmy and could never come to “0,” that, through some resisting force, it were impossible for you by stretching your arms forward to bring them together in front. Now the horse is in this situation with respect to the supersensible arms of his eyes: the arm of his right eye can never touch the arm of his left eye. But the position of man's eyes is such that he can continually make these two supersensible arms of his eyes touch one another. This is the basis of our sensation of the Ego, the I — a supersensible sensation. If we had no possibility at all of bringing left and right into contact; or if the touching of left and right meant as little as it does with animals, who never rightly join their fore-feet, in prayer for instance, or in any similar spiritual exercise — if this were the case we should not be able to attain this spiritualised sensation of our own self.
What is of paramount importance in the sensations of eye and ear is not so much the passive element, it is the activity, i.e. how we meet the outside world in our will. Modern philosophy has often had an inkling of some truth, and has then invented all kinds of words, which, however, usually show how far one is from a real comprehension of the matter. For example, the Localzeichen of Lotze's philosophy exhibit a trace of this knowledge that the will is active in the senses. But our lower sense organism, which clearly shows its connection with the metabolic system in the senses of touch, taste and smell, is indeed closely bound up with the metabolic system right into the higher senses — and the metabolic system is of a will nature.
You can therefore say: man confronts nature with his intellectual faculties and through their means he grasps all that is dead in Nature, and he acquires laws concerning what is dead. But what rises in Nature from the womb of death to become the future of the world, this is comprehended by man's will — that will which is seemingly so indeterminate, but which extends right into the senses themselves.
Think how living your relationship to Nature will become if you keep clearly in view what I have just said. For then you will say to yourselves: when I go out into Nature I have the play of light and colour continually before me; in assimilating the light and its colours I am uniting myself with that part of Nature which is being carried on into the future; and when I return to my room and think over what I have seen in Nature, and spin laws about it, then I am concerning myself with that element in the world which is perpetually dying. In Nature dying and becoming are continuously flowing into one another. We are able to comprehend the dying element because we bear within us the reflection of our prenatal life, the world of intellect, the world of thought, whereby we can see in our mind's eye the elements of death at the basis of Nature. And we are able to grasp what will come of Nature in the future because we confront Nature, not only with our intellect and thought, but with that which is of a will-nature within ourselves.
Were it not that, during his earthly life, man could preserve some part of what before his birth became purely thought life, he would never be able to achieve freedom. For, in that case, man would be bound up with what is dead, and the moment he wanted to call into free activity what in himself is related to the dead element in Nature, he would be wanting to call into free activity a dying thing. And if he wished to make use of what unites him with Nature as a being of will, his consciousness would be deadened, for what unites him as a will being with Nature is still in germ. He would be a Nature being, but not a free being.
Over and above these two elements — the comprehension of what is dead through the intellect, and the comprehension of what is living and becoming through the will — there dwells something in man which he alone and no other earthly being bears within him from birth to death, and that is pure thinking; that kind of thinking which is not directed to external nature, but is solely directed to the supersensible nature in man himself, to that which makes him an autonomous being, something over and above what lives in the “less than death” and “more than life.” When speaking of human freedom therefore, one has to pay attention to this autonomous thing in man, this pure sense-free thinking in which the will too is always present.
Now when you turn to consider Nature itself from this point of view you will say: I am looking out upon the world, the stream of dying is in me, and also the stream of renewing: dying — being born again. Modern science understands but little of this process; for it regards the external world as more or less of a unity, and continually muddles up dying and becoming. So that the many statements about Nature and its essence which are common to-day are entirely confused, because dying and becoming are mixed up and confounded with one another. In order clearly to differentiate between these two streams in Nature the question must be asked: how would it be with the world if man himself were not within it?
This question presents a great dilemma for the philosophy of modern science. For, suppose you were to ask a truly modern research scientist: what would Nature be like if man were not within it? Of course he might at first be rather shocked, for the question would seem to be to him a strange one. Then, however, he would consider what grounds his science gives for answering such a question, and he would say: in this case, minerals, plants and animals would be on the earth, only man would not be there; and the course of the earth right through from the beginning, when it was still in the nebulous condition described by Kant and Laplace, would have been the same as it has been, only that man would not have been present in this progress. Practically speaking this is the only answer that could result. He might perhaps add: man tills the ground and so alters the surface of the earth, or he constructs machines and thereby also brings about certain alterations; but these are immaterial in comparison with the changes that are caused by Nature itself. In any case the gist of the scientist's answer would be that minerals, plants and animals would develop without man being present on the earth.
This is not correct. For if man were not present in the earth's evolution then the animals, for the most part, would not be there either; for a great many animals, and particularly the higher animals, have only arisen in the earth's evolution because man was obliged — figuratively speaking, of course — to use his elbows. The nature of man formerly contained many things which are not there now, and at a certain stage of his earthly development he had to separate out from himself the higher animals, to throw them off, as it were, so that he himself could progress. I will make a comparison to describe this throwing out: imagine a solution where something is being dissolved, and then imagine that this dissolved substance is separated out and falls to the bottom as sediment. In the same way man was united with the animal world in earlier conditions of his development and later he separated out the animal world like a precipitate, or sediment. The animals would not have become what they are to-day if man had not had to develop as he has done. Thus without man in the earth evolution the animal forms as well as the earth itself would have looked quite other than they do to-day.
But let us pass on to consider the mineral and plant world. Here we must be clear that not only the lower animal forms but also the plant and mineral kingdoms would long ago have dried up and ceased to develop if man were not upon the earth. And, again, present-day philosophy, based as it is on a one-sided view of the natural world, is bound to say: certainly men die, and their bodies are burned or buried, and thereby are given over to the earth, but this is of no significance for the development of the earth; for if the earth did not receive human bodies into itself it would take its course in precisely the same way as now, when it does receive these bodies. But this means that men are quite unaware that the continuous giving over of human corpses to the earth — whether by cremation or burial — is a real process which works on in the earth.
Peasant women in the country know much better than town women that yeast plays an important part in bread making, although only a little is added to the bread; they know that the bread could not rise unless yeast were added to the dough. In the same way the earth would long ago have reached the final stage of its development if there had not been continuously added to it the forces of the human corpse, which is separated in death from what is of soul and spirit. Through the forces present in human corpses which are thus received by the earth, the evolution of the earth itself is maintained. It is owing to this that the minerals can still go on producing their powers of crystallisation, a thing they would otherwise long ago have ceased to do; without these forces they would long ago have crumbled away or dissolved. Plants, also, which would long ago have ceased to grow are enabled, thanks to these forces, to go on growing to-day. And it is the same with the lower animals forms. In giving his body over to the earth the human being is giving the ferment, the yeast for future — development.
Hence it is by no means a matter of indifference whether man is living on the earth or not. It is simply untrue that the evolution of the earth with respect to its mineral, plant and animal kingdoms, would continue if man himself were not there. The process of Nature is a unified whole to which man belongs. We only get a true picture of man if we think of him as standing even in death in the midst of the cosmic process.
If you will bear this in mind then you will hardly wonder at what I am now going to say: when man descends from the spiritual into the physical world he receives his physical body as a garment. But naturally the body received as a child differs from the body as we lay it aside in death, at whatever age. Something has happened to the physical body. And what has happened could only come about because this body is permeated with forces of spirit and soul. For, after all, we eat what animals also eat. That is to say, we transform external matter just as the animals do; but we transform it with the help of something which animals have not got; something that came down from the spiritual world in order to unite itself with the physical body of man. Because of this we affect the substances in a different way than do animals or plants. And the substances given over to the earth in the human corpse are transformed substances, something different from what man received when he was born. We can therefore say: man receives certain substances and forces at birth; he renews them during his life and gives them up again to the earth process in a different form. The substances and forces which he gives up to the earth process at death are not the same as those which he received at birth. In giving them up he is bestowing upon the earth process something which continuously streams through him from the supersensible world into the physical, sense-perceptible, earth process. At birth he brings down something from the supersensible world; this he incorporates with the substances and forces which make up his body during his earthly life, and then at death the earth receives it. Man is thus the medium for a constant be-dewing of the physical sense world by the supersensible. You can imagine, as it were, a fine rain falling continuously from the supersensible on to the sense world; but these drops would remain quite unfruitful for the earth if man did not absorb them and pass them over to the earth through his own body. These drops which man receives at birth and gives up again at death, bring about a continual fructification of the earth by supersensible forces; and through these fructifying supersensible forces the evolutionary process of the earth is maintained. Without human corpses therefore, the earth would long ago have become dead.
With this presupposition we can now ask: what do the death forces do to human nature? The death-bringing forces which predominate in outer nature work into the nature of man; for if man were not continually bringing life to outer nature it would perish. Now how do these death-bringing forces work in the nature of man? They produce in man all those organisations which range from the bone system to the nerve system. What builds up the bones and everything related to them is of quite a different nature from what builds up the other systems. The death-bringing forces play into us. We leave them as they are, and thereby we become bone men. But the death-bringing forces play further into us and we tone them down, and thereby we become nerve men. What is a nerve? A nerve is something which is continually wanting to become bone, and is only prevented from becoming bone by being in a certain relationship to the non-bony, or non-nervous elements of human nature. Nerve has a constant tendency to ossify, it is constantly compelled towards decay; while bone in man is dead to a very large extent. With animal bones the conditions are different — animal bone is far more living than human bone. Thus you can picture one side of human nature by saying: the death-bringing stream works in the bone and nerve system. That is the one pole.
The other stream, that of forces continuously giving life, works in the muscle and blood system and in all that is connected with it. The only reason why nerves are not bones is that their connection with the blood and muscle system is such that the impulse in them to become bone is directly opposed by the forces working in the blood and muscle. The nerve does not become bone solely because the blood and muscle system stands over against it and hinders it from becoming bone. If during the process of growth bone develops a wrong relationship to blood and muscle, then the condition of rickets will result, which is due to the muscle and blood nature hindering a proper deadening of the bone. It is therefore of the utmost importance that the right alternation should come about in man between the muscle and blood system on the one hand and the bone and nerve system on the other. The bone nerve system extends into the eye, but in the outer covering the bone system withdraws, and sends into the eye only its weakened form, the nerve; this enables the eye to unite the will nature, which lives in muscles and blood, with the activity of mental picturing. Here again we come upon something which played an important role in ancient science, but which is scorned as a childish conception by the science of to-day. But modern science will come back to it again, only in another form.
In the knowledge of ancient times men always felt a relationship between the nerve marrow, the nerve substance, and the bone marrow, the bone substance. And they were of the opinion that man thinks with his bone nature just as much as with his nerve nature. And this is true. All that we have in abstract science we owe to the faculty of our bone system. How is it, for instance, that man can do geometry? The higher animals have no geometry; that can be seen from their way of life. It is pure nonsense when people say: “Perhaps the higher animals have a geometry, only we do not notice it.” Now, man can form a geometry. But how, for example, does he form the conception of a triangle? If one truly reflects on this matter, that man can form the conception of a triangle, it will seem a marvellous thing that man forms a triangle, an abstract triangle — nowhere to be found in concrete life — purely out of his geometrical, mathematical imagination. There is much that is hidden and unknown behind the manifest events of the world. Now imagine, for example, that you are standing at a definite place in this room. As a supersensible human being you will, at certain times, perform strange movements about which as a rule you know nothing; like this, for example: you go a little way to one side, then you go a little way backwards, then you come back to your place again. You are describing unawares in space a line which actually performs a triangular movement. Such movements are actually there, only you do not perceive them.
We have a polaric process within us. We have those processes within us which, working through the blood and blood-vessels, continually have the tendency to lead our being out into the spiritual. To talk of motor nerves, as has become customary, does not correspond to the facts, because the motor-nerves would really be blood-vessels. In contrast to the blood all nerves are so constituted that they are constantly in the process of dying, of becoming materialised. What lies along the nerve-paths is really extruded, rejected material. Blood wants to become ever more spiritual — nerve ever more material. Herein consists the polaric contrast. In the later lectures we shall follow these fundamental principles further and we shall see how this can give us help to arrange our teaching in a hygienic way, so that we can lead a child to health of soul and body, and not to decadence of spirit and soul. The amount of bad education now prevalent is because so much is unknown. Although physiology believes it has discovered a truth when it talks of sensory and motor nerves, it is nevertheless only playing with words. Motor nerves are spoken of because of the fact that when certain nerves are injured, i.e. those which go to the legs, a man cannot walk when he wants to do so. It is said that he cannot walk because he has injured the nerves which, as motor nerves, set the leg in motion. In reality the reason why he cannot walk is that he has no perception of his own legs. This age in which we live has been obliged to entangle itself in a mass of errors, so that, through having to disentangle ourselves from them, we may become independent human beings.
Now you will have seen, from what I have here developed, that really the human being can only be understood in connection with the cosmos. For when we make mental pictures we have what is cosmic within us. We were in the cosmos before we were born, and our experience there is now mirrored in us; we shall be in the cosmos again when we have passed through the gate of death, and our future life is expressed in seed form in what rules our will. What works unconsciously in us works in full consciousness for higher knowledge in the cosmos.
We have a threefold expression of this sympathy and antipathy revealed in our physical body. We have, as it were, three centres where sympathy and antipathy interplay. First we have a centre of this kind in the head, in the working together of blood and nerves, whereby memory arises. At every point where the activity of the nerves is broken off, at every point where there is a gap, there is a centre where sympathy and antipathy interplay. Another gap of this kind is to be found in the spinal marrow; for instance, when one nerve passes in towards the posterior horn of the spinal marrow and another passes out from the anterior horn. And again there is such a gap in the little bundles of ganglia, which are embedded in the sympathetic nerves. We are by no means such simple beings as it might seem. In three parts of our organism, in the head, in the chest and in the lower body, there are boundaries at which antipathy and sympathy meet. In perceiving and willing it is not that something leads round from a sensory to a motor nerve, but a direct stream springs over from one nerve to another, and through this the soul in us is touched; in the brain and in the spinal marrow. At these places where the nerves are interrupted we unite ourselves with our sympathy and antipathy to the soul-life; and we do so again where the ganglia systems are developed in the sympathetic nervous system.
We are united with our experience with the cosmos. Just as we develop activities which have to be continued in the cosmos, so does the cosmos constantly develop with us the activity of antipathy and sympathy. When we look upon ourselves as men, then we see ourselves as the result of the sympathies and the antipathies of the cosmos. We develop antipathy from out of ourselves, the cosmos develops antipathy together with us; we develop sympathy, the cosmos develops sympathy with us.
Now as human beings we are manifestly divided into the head system, the chest system, and the digestive system with the limbs. But please notice that this division into organised systems can very easily be combated, because when men make systems to-day they want to have the separate parts neatly arranged side by side. If we say that a man is divided into a head system, chest system, and a system of the lower body with the limbs, then people expect each of these systems to have a fixed boundary. People want to draw lines where they divide, and that cannot be done when dealing with realities. In the head we are principally head, but the whole human being is head, only what is outside the head is not principally head. For though the actual sense organs are in the head, we have the sense of touch and the sense of warmth over the whole body. Thus in that we feel warmth we are head all over. In the head only are we principally head, but we are secondarily head in the rest of the body. Thus the parts are intermingled, and we are not so simply divided as the pedants would have us be. The head extends everywhere, only it is specially developed in the head proper. The same is true of the chest. Chest is the real chest but only principally, for again the whole man is chest. For the head is also to some extent chest as is the lower body with the limbs. The different parts are intermingled. And it is just the same in the lower body. Some physiologists have noticed that the head is “lower body.” For the very fine development of the head-nerve system does not really lie within the outer brain layer of which we are so proud; it does not lie within but below the outer layer of the brain. For the outer covering of the brain is, to some extent, a retrogression; this wonderful artistic structure is already on the retrograde path; it is much more a system of nourishment. So that in a manner of speaking, we may say a man has no need to be so conceited about the outer brain for it is a retrogression of the complicated brain into a brain more used for nourishment. We have the outer layer so that the nerves which are connected with knowing may be properly supplied with nourishment. And the reason that our brain excels the animal brain is only that we supply our brain nerves better with nourishment. We are only able to develop our higher powers of cognition because we are able to nourish our brain nerves better than the animals are able to do. Actually the brain and the nervous system have nothing to do with real cognition but only with the expression of cognition in the physical organism.
Now the question is: why have we the contrast between the head system (we will leave the middle system out of account for the present) and the polaric limb system with the lower body? We have this contrast because at a certain moment the head system is breathed out by the cosmos. Man has the form of his head by reason of the antipathy of the cosmos. When the cosmos has such aversion for what man bears within him that it pushes it out, then the image or copy arises. In the head man really bears the copy of the cosmos in him. The roundly formed head is such a copy. The cosmos, through antipathy, creates a copy of itself outside itself. That is our head. We can use our head as an organ for freedom because it has been pushed out by the cosmos. We do not regard the head correctly if we think of it as incorporated in the cosmos as intensively as is our limb-masses system, in which are included the sexual organs. Our limb system is incorporated in the cosmos and the cosmos attracts it, has sympathy with it, just as it has antipathy towards the head. In the head our antipathy meets the antipathy of the cosmos; there they come into collision. And in the rebounding of our antipathies upon those of the cosmos our perceptions arise. All inner life which rises on the other side of man's being has its origin in the loving sympathetic embrace between the cosmos and the limb system of man.
Thus the human bodily form expresses how a man, even in his soul nature, is formed out of the cosmos, and also what he then takes from the cosmos. If you look at it from this point of view you will more easily see that there is a great difference between the formation of the mental picture and the formation of will. If you work exclusively and one-sidedly on the building up of the former, then you really point the child back to his pre-natal existence, and you will harm him if you are educating him rationalistically, because you are coercing his will into what he has already done with — the pre-natal life. You must not introduce too many abstract concepts into what you bring to the child. You must rather introduce imaginative pictures. Why is this? Imaginative pictures stem from picture-forming and sympathy. Concepts, abstract concepts, are abstractions; they go through memory and antipathy, and they stem from the pre-natal life. If you use many abstractions in teaching a child, you involve him too intensely in the production of carbonic acid in the blood, namely in processes of the hardening of the body, and decay. If you bring to the child as many imaginations as possible, if you educate him as much as possible by speaking to him in images, then you are actually laying in the child the germ for the preservation of oxygen, for continuous growth, because you point to the future, to what comes after death. In educating we take up again in some measure the activities which were carried out with us men before birth. We must realise that mental picturing is an activity connected with images, originating in what we have experienced before birth or conception. The spiritual Powers have so dealt with us that they have planted within us this image activity which works on in us after birth, If in our education we ourselves give the children images we are taking up this cosmic activity again. We plant images in them which can become germs, seeds, because we plant them into a bodily activity. Therefore, whilst as educators we acquire the power to work in images we must continually have the feeling: you are working on the whole man; it echoes, as it were, through the whole human being, if you work in images.
If you yourselves continually feel that in all education you are supplying a kind of continuation of pre-natal supersensible activity, then you will give to all your education the necessary consecration, for without this consecration it is impossible to educate at all.
To-day we have learnt of two systems of concepts: cognition, antipathy, memory, concept: willing, sympathy, picture-forming, imagination: two systems which we shall be able to apply practically in all that we have to do in our educational work. We will speak further of this to-morrow.
Lecture III
The teacher of the present day should have a comprehensive view of the laws of the universe as a background to all he undertakes in his school work. And clearly, it is particularly in the lower classes, in the lower school grades, that education demands a connection in the teacher's soul with the highest ideas of humanity. A real canker in school constitution of recent years has been the habit of keeping the teacher of younger classes in a kind of dependent position, in a position which has made his existence seem of less value than that of teachers in the upper school. Naturally this is not the place for me to speak in general of the spiritual branch of the social organism. But I must point out that in future everything in the sphere of teaching must be on an equal footing; and public opinion will have to recognise that the teacher of the lower grades, both spiritually and in other ways, has the same intrinsic value as the teacher of the upper grades. It will not surprise you, therefore, if we point out to-day in the background of all teaching — with younger children as with older — there must be something that one cannot of course use directly in one's work with the children, but which it is essential that the teacher should know if his teaching is to be fruitful.
In our teaching we bring to the child the world of nature on the one hand and the world of the spirit on the other. In so far as we are human beings on the earth, on the physical plane, fulfilling our existence between birth and death, we are intimately connected with the natural world on the one hand and the spiritual world on the other hand. Now the psychological science of our time is a very weak growth. It is still suffering from the after-effects of that dogmatic Church pronouncement of A.D. 869 — to which I have often alluded — a decree which obscured an earlier vision resting on instinctive knowledge: the insight that man is divided into body, soul and spirit. When you hear psychologists speak to-day you will nearly always find that they speak only of the twofold nature of man. You will hear it said that man consists of matter and soul, or of body and spirit, however it may be put. Thus matter and body, and equally soul and spirit, are regarded as meaning much the same thing. (The words here translated as matter and body are Körper and Leib, for which we have no precise equivalent in English. Körper is equivalent to physical body. Leib denotes a living body, i.e. an organism penetrated with life.) Nearly all psychologies are built up on this erroneous conception of the twofold division of the human being. It is impossible to come to a real insight into human nature if one adopts this twofold division alone. It is for this fundamental reason that nearly everything that is put forward to-day as psychology is only dilettantism, a mere playing with words.
This is chiefly due to that error, which reached its full magnitude only in the second half of the nineteenth century, and which arose from a misconception of a really great achievement of physical science. You know that the good people of Heilbronn have erected a memorial in the middle of their city to the man they shut up in an asylum during his life: Julius Robert Mayer. And you know that this personality, of whom the Heilbronn people are to-day naturally extremely proud, is associated with what is called the law of the Conservation of Energy or Force.
This law states that the sum of all energies or forces present in the universe is constant, only that these forces undergo certain changes, and appear, now as heat, now as mechanical force, or the like. This is the form in which the law of Julius Robert Mayer is presented, because it is completely misunderstood. For he was really concerned with the discovery of the metamorphosis of forces, and not with the exposition of such an abstract law as that of the conservation of energy.
Now, considered broadly and from the point of view of the history of civilisation, what is this law of the conservation of energy or force? It is the great stumbling-block to any understanding of man. For as soon as people think that forces can never be created afresh, it becomes impossible to arrive at a knowledge of the true being of man. For the true nature of man rests on the fact that through him new forces are continually coming into existence. It is certainly true that, under the conditions in which we are living in the world, man is the only being in whom new forces and even — as we shall hear later — new matter is being formed. But as modern philosophy will have nothing to do with the elements through which alone the human being can be fully comprehended, it produces this law of the conservation of energy; a law which, in a sense, does no harm when applied to the other kingdoms of nature, to the mineral, plant and animal kingdoms — but which applied to man destroys all possibility of a true understanding and knowledge.
As teachers it will be necessary for you on the one hand to give your pupils an understanding of nature, and on the other hand to lead them to a certain comprehension of spiritual life. Without a knowledge of nature in some degree, and without some relation to spiritual life, man cannot take his place in social life. Let us therefore first of all turn our attention to external nature.
Outer nature presents itself to us in two ways. On the one side, we confront nature in our thought life which as you know is of an image character and is a kind of reflection of our pre-natal life. On the other side we come into touch with that nature which may be called will-nature, which, as germ, points to our life after death. In this way we are continuously involved with nature. This might of course appear to be a two fold relationship between man and the world, and it has in point of fact given rise to the error of the twofold nature of man. We shall return to this subject later. When we confront the world from the side of thinking and of the mental picture, then we can really only comprehend that part of the world which is perpetually dying. This is a law of extraordinary importance. You must be very clear on this point: you may come across the most marvellous natural laws, but if they have been discovered by means of the intellect and the powers of the mental picture, then they will always refer to what is in process of dying in external nature.
When, however, the living will, present in man as germ, is turned to the external world, it experiences laws very different from those connected with death. Hence those of you, who still retain conceptions which have sprung from the modern age and the errors of present-day science, will find something difficult to understand. What brings us into contact with the external world through the senses — including the whole range of the twelve senses — has not the nature of cognition, but rather of will. A man of to-day has lost all perception of this. He therefore considers it childish when he reads in Plato that actually sight comes about by the stretching forth of a kind of prehensile pair of arms from the eyes to the objects. These prehensile arms cannot of course be perceived by means of the senses; but that Plato was conscious of them is proof that he had penetrated into the supersensible world. Actually, looking at things involves the same process as taking hold of things, only it is more delicate. For example, when you take hold of a piece of chalk this is a physical process exactly like the spiritual process that takes place when you send the etheric forces from your eyes to grasp an object in the act of sight. If people of the present day had any power of observation, they would be able to deduce these facts from observing natural phenomena. If, for example, you look at a horse's eyes, which are directed outwards, you will get the feeling that the horse, simply through the position of his eyes, has a different attitude to his environment from the human being. I can show you the causes of this most clearly by the following hypothesis: imagine that your two arms were so constituted that it was quite impossible for you to bring them together in front, so that you could never take hold of yourself. Suppose you had to remain in the position of “Ah” in Eurythmy and could never come to “0,” that, through some resisting force, it were impossible for you by stretching your arms forward to bring them together in front. Now the horse is in this situation with respect to the supersensible arms of his eyes: the arm of his right eye can never touch the arm of his left eye. But the position of man's eyes is such that he can continually make these two supersensible arms of his eyes touch one another. This is the basis of our sensation of the Ego, the I — a supersensible sensation. If we had no possibility at all of bringing left and right into contact; or if the touching of left and right meant as little as it does with animals, who never rightly join their fore-feet, in prayer for instance, or in any similar spiritual exercise — if this were the case we should not be able to attain this spiritualised sensation of our own self.
What is of paramount importance in the sensations of eye and ear is not so much the passive element, it is the activity, i.e. how we meet the outside world in our will. Modern philosophy has often had an inkling of some truth, and has then invented all kinds of words, which, however, usually show how far one is from a real comprehension of the matter. For example, the Localzeichen of Lotze's philosophy exhibit a trace of this knowledge that the will is active in the senses. But our lower sense organism, which clearly shows its connection with the metabolic system in the senses of touch, taste and smell, is indeed closely bound up with the metabolic system right into the higher senses — and the metabolic system is of a will nature.
You can therefore say: man confronts nature with his intellectual faculties and through their means he grasps all that is dead in Nature, and he acquires laws concerning what is dead. But what rises in Nature from the womb of death to become the future of the world, this is comprehended by man's will — that will which is seemingly so indeterminate, but which extends right into the senses themselves.
Think how living your relationship to Nature will become if you keep clearly in view what I have just said. For then you will say to yourselves: when I go out into Nature I have the play of light and colour continually before me; in assimilating the light and its colours I am uniting myself with that part of Nature which is being carried on into the future; and when I return to my room and think over what I have seen in Nature, and spin laws about it, then I am concerning myself with that element in the world which is perpetually dying. In Nature dying and becoming are continuously flowing into one another. We are able to comprehend the dying element because we bear within us the reflection of our prenatal life, the world of intellect, the world of thought, whereby we can see in our mind's eye the elements of death at the basis of Nature. And we are able to grasp what will come of Nature in the future because we confront Nature, not only with our intellect and thought, but with that which is of a will-nature within ourselves.
Were it not that, during his earthly life, man could preserve some part of what before his birth became purely thought life, he would never be able to achieve freedom. For, in that case, man would be bound up with what is dead, and the moment he wanted to call into free activity what in himself is related to the dead element in Nature, he would be wanting to call into free activity a dying thing. And if he wished to make use of what unites him with Nature as a being of will, his consciousness would be deadened, for what unites him as a will being with Nature is still in germ. He would be a Nature being, but not a free being.
Over and above these two elements — the comprehension of what is dead through the intellect, and the comprehension of what is living and becoming through the will — there dwells something in man which he alone and no other earthly being bears within him from birth to death, and that is pure thinking; that kind of thinking which is not directed to external nature, but is solely directed to the supersensible nature in man himself, to that which makes him an autonomous being, something over and above what lives in the “less than death” and “more than life.” When speaking of human freedom therefore, one has to pay attention to this autonomous thing in man, this pure sense-free thinking in which the will too is always present.
Now when you turn to consider Nature itself from this point of view you will say: I am looking out upon the world, the stream of dying is in me, and also the stream of renewing: dying — being born again. Modern science understands but little of this process; for it regards the external world as more or less of a unity, and continually muddles up dying and becoming. So that the many statements about Nature and its essence which are common to-day are entirely confused, because dying and becoming are mixed up and confounded with one another. In order clearly to differentiate between these two streams in Nature the question must be asked: how would it be with the world if man himself were not within it?
This question presents a great dilemma for the philosophy of modern science. For, suppose you were to ask a truly modern research scientist: what would Nature be like if man were not within it? Of course he might at first be rather shocked, for the question would seem to be to him a strange one. Then, however, he would consider what grounds his science gives for answering such a question, and he would say: in this case, minerals, plants and animals would be on the earth, only man would not be there; and the course of the earth right through from the beginning, when it was still in the nebulous condition described by Kant and Laplace, would have been the same as it has been, only that man would not have been present in this progress. Practically speaking this is the only answer that could result. He might perhaps add: man tills the ground and so alters the surface of the earth, or he constructs machines and thereby also brings about certain alterations; but these are immaterial in comparison with the changes that are caused by Nature itself. In any case the gist of the scientist's answer would be that minerals, plants and animals would develop without man being present on the earth.
This is not correct. For if man were not present in the earth's evolution then the animals, for the most part, would not be there either; for a great many animals, and particularly the higher animals, have only arisen in the earth's evolution because man was obliged — figuratively speaking, of course — to use his elbows. The nature of man formerly contained many things which are not there now, and at a certain stage of his earthly development he had to separate out from himself the higher animals, to throw them off, as it were, so that he himself could progress. I will make a comparison to describe this throwing out: imagine a solution where something is being dissolved, and then imagine that this dissolved substance is separated out and falls to the bottom as sediment. In the same way man was united with the animal world in earlier conditions of his development and later he separated out the animal world like a precipitate, or sediment. The animals would not have become what they are to-day if man had not had to develop as he has done. Thus without man in the earth evolution the animal forms as well as the earth itself would have looked quite other than they do to-day.
But let us pass on to consider the mineral and plant world. Here we must be clear that not only the lower animal forms but also the plant and mineral kingdoms would long ago have dried up and ceased to develop if man were not upon the earth. And, again, present-day philosophy, based as it is on a one-sided view of the natural world, is bound to say: certainly men die, and their bodies are burned or buried, and thereby are given over to the earth, but this is of no significance for the development of the earth; for if the earth did not receive human bodies into itself it would take its course in precisely the same way as now, when it does receive these bodies. But this means that men are quite unaware that the continuous giving over of human corpses to the earth — whether by cremation or burial — is a real process which works on in the earth.
Peasant women in the country know much better than town women that yeast plays an important part in bread making, although only a little is added to the bread; they know that the bread could not rise unless yeast were added to the dough. In the same way the earth would long ago have reached the final stage of its development if there had not been continuously added to it the forces of the human corpse, which is separated in death from what is of soul and spirit. Through the forces present in human corpses which are thus received by the earth, the evolution of the earth itself is maintained. It is owing to this that the minerals can still go on producing their powers of crystallisation, a thing they would otherwise long ago have ceased to do; without these forces they would long ago have crumbled away or dissolved. Plants, also, which would long ago have ceased to grow are enabled, thanks to these forces, to go on growing to-day. And it is the same with the lower animals forms. In giving his body over to the earth the human being is giving the ferment, the yeast for future — development.
Hence it is by no means a matter of indifference whether man is living on the earth or not. It is simply untrue that the evolution of the earth with respect to its mineral, plant and animal kingdoms, would continue if man himself were not there. The process of Nature is a unified whole to which man belongs. We only get a true picture of man if we think of him as standing even in death in the midst of the cosmic process.
If you will bear this in mind then you will hardly wonder at what I am now going to say: when man descends from the spiritual into the physical world he receives his physical body as a garment. But naturally the body received as a child differs from the body as we lay it aside in death, at whatever age. Something has happened to the physical body. And what has happened could only come about because this body is permeated with forces of spirit and soul. For, after all, we eat what animals also eat. That is to say, we transform external matter just as the animals do; but we transform it with the help of something which animals have not got; something that came down from the spiritual world in order to unite itself with the physical body of man. Because of this we affect the substances in a different way than do animals or plants. And the substances given over to the earth in the human corpse are transformed substances, something different from what man received when he was born. We can therefore say: man receives certain substances and forces at birth; he renews them during his life and gives them up again to the earth process in a different form. The substances and forces which he gives up to the earth process at death are not the same as those which he received at birth. In giving them up he is bestowing upon the earth process something which continuously streams through him from the supersensible world into the physical, sense-perceptible, earth process. At birth he brings down something from the supersensible world; this he incorporates with the substances and forces which make up his body during his earthly life, and then at death the earth receives it. Man is thus the medium for a constant be-dewing of the physical sense world by the supersensible. You can imagine, as it were, a fine rain falling continuously from the supersensible on to the sense world; but these drops would remain quite unfruitful for the earth if man did not absorb them and pass them over to the earth through his own body. These drops which man receives at birth and gives up again at death, bring about a continual fructification of the earth by supersensible forces; and through these fructifying supersensible forces the evolutionary process of the earth is maintained. Without human corpses therefore, the earth would long ago have become dead.
With this presupposition we can now ask: what do the death forces do to human nature? The death-bringing forces which predominate in outer nature work into the nature of man; for if man were not continually bringing life to outer nature it would perish. Now how do these death-bringing forces work in the nature of man? They produce in man all those organisations which range from the bone system to the nerve system. What builds up the bones and everything related to them is of quite a different nature from what builds up the other systems. The death-bringing forces play into us. We leave them as they are, and thereby we become bone men. But the death-bringing forces play further into us and we tone them down, and thereby we become nerve men. What is a nerve? A nerve is something which is continually wanting to become bone, and is only prevented from becoming bone by being in a certain relationship to the non-bony, or non-nervous elements of human nature. Nerve has a constant tendency to ossify, it is constantly compelled towards decay; while bone in man is dead to a very large extent. With animal bones the conditions are different — animal bone is far more living than human bone. Thus you can picture one side of human nature by saying: the death-bringing stream works in the bone and nerve system. That is the one pole.
The other stream, that of forces continuously giving life, works in the muscle and blood system and in all that is connected with it. The only reason why nerves are not bones is that their connection with the blood and muscle system is such that the impulse in them to become bone is directly opposed by the forces working in the blood and muscle. The nerve does not become bone solely because the blood and muscle system stands over against it and hinders it from becoming bone. If during the process of growth bone develops a wrong relationship to blood and muscle, then the condition of rickets will result, which is due to the muscle and blood nature hindering a proper deadening of the bone. It is therefore of the utmost importance that the right alternation should come about in man between the muscle and blood system on the one hand and the bone and nerve system on the other. The bone nerve system extends into the eye, but in the outer covering the bone system withdraws, and sends into the eye only its weakened form, the nerve; this enables the eye to unite the will nature, which lives in muscles and blood, with the activity of mental picturing. Here again we come upon something which played an important role in ancient science, but which is scorned as a childish conception by the science of to-day. But modern science will come back to it again, only in another form.
In the knowledge of ancient times men always felt a relationship between the nerve marrow, the nerve substance, and the bone marrow, the bone substance. And they were of the opinion that man thinks with his bone nature just as much as with his nerve nature. And this is true. All that we have in abstract science we owe to the faculty of our bone system. How is it, for instance, that man can do geometry? The higher animals have no geometry; that can be seen from their way of life. It is pure nonsense when people say: “Perhaps the higher animals have a geometry, only we do not notice it.” Now, man can form a geometry. But how, for example, does he form the conception of a triangle? If one truly reflects on this matter, that man can form the conception of a triangle, it will seem a marvellous thing that man forms a triangle, an abstract triangle — nowhere to be found in concrete life — purely out of his geometrical, mathematical imagination. There is much that is hidden and unknown behind the manifest events of the world. Now imagine, for example, that you are standing at a definite place in this room. As a supersensible human being you will, at certain times, perform strange movements about which as a rule you know nothing; like this, for example: you go a little way to one side, then you go a little way backwards, then you come back to your place again. You are describing unawares in space a line which actually performs a triangular movement. Such movements are actually there, only you do not perceive them.
But since your backbone is in a vertical position, you are in the plane in which these movements take place. The animal is not in this plane, his backbone lies otherwise, i.e. horizontally; thus these movements are not carried out. Because man's backbone is vertical, he is in the plane where this movement is produced. He does not bring it to consciousness so that he could say: “I am always dancing in a triangle.” But he draws a triangle and says: “That is a triangle.” In reality this is a movement carried out unconsciously which he accomplishes in the cosmos.
These movements to which you give fixed forms in geometry — when you draw geometrical figures, you perform in conjunction with the earth. The earth has not only the movement which belongs to the Copernican system; it has also quite — different, artistic movements, which are constantly being performed; as are also still more complicated movements, such as those, for example, which belong to the lines of geometrical solids: the cube, the octahedron, the dodecahedron, the icosatetrahedron and so forth. These bodies are not invented, they are reality, but unconscious reality. In these and other geometrical solids lies a remarkable harmony with the subconscious knowledge which man has. This is due to the fact that our bone system has an essential knowledge; but your consciousness does not reach down into the bone system. The consciousness of it dies, and it is only reflected back in the geometrical images which man carries out in figures. Man is an intrinsic part of the universe. In evolving geometry he is copying something that he himself does in the cosmos.
Thus on the one hand we look into a world which encompasses ourselves and which is in a continuous process of dying. On the other hand we look into all that enters into the forces of our blood and muscle system; this is continuously in movement, in fluctuation, in becoming and arising: it is entirely seedlike, and has nothing dead within it. We arrest the death process within ourselves, and it is only we as human beings who can arrest it, and bring into this dying element a process of life, of becoming. If men were not here on the earth, death would long ago have spread over the whole earth process, and the earth as a whole would have been given over to crystallisation, though single crystals could not have maintained themselves. We draw the single crystals away from the general crystallisation process and preserve them, as long as we need them for our human evolution. And it is by doing so that we keep alive the being of the earth. Thus we human beings cannot be excluded from the life of the earth for it is we who keep the earth alive. Theodore Eduard von Hartmann hit on a true thought when, in his pessimism, he declared that one day mankind would be so mature that everybody would commit suicide; but what he further expected — viewing things as he did from the confines of natural science — would indeed be superfluous: for Hartmann it was not enough that all men should one day commit suicide, he expected in addition that an ingenious invention would blow the earth sky-high. Of this he would have no need. He need only have arranged the day for the general suicide and the earth would of itself have disintegrated slowly into the air. For without the force which is implanted into it by man, the evolution of the earth cannot endure. We must now permeate ourselves with this knowledge once again in a feeling way. It is necessary that these things be understood at the present time.
Perhaps you remember that in my earliest writings there constantly recurs a thought through which I wanted to place knowledge on a different footing from that on which it stands to-day. In the external philosophy, which is derived from Anglo-American thought, man is reduced to being a mere spectator of the world. In his inner soul process he is a mere spectator of the world. If man were not here on earth — it is held — if he did not experience in his soul a reflection of what is going on in the world outside, everything would be just as it is. This holds good of natural science where it is a question of the development of events, such as I have described, but it also holds good for philosophy. The philosopher of to-day is quite content to be a spectator, that is, to be merely in the purely destructive element of cognition. I wished to rescue knowledge out of this destructive element. Therefore I have said again and again: man is not merely a spectator of the world: he is rather the world's stage upon which great cosmic events continuously play themselves out. I have repeatedly said that man, and the soul of man, is the stage upon which world events are played. This thought can also be expressed in a philosophic abstract form. And in particular, if you read the final chapter about spiritual activity in my book Truth and Science. you will find this thought strongly emphasised, namely: what takes place in man is not a matter of indifference to the rest of nature, but rather the rest of nature reaches into man and what takes place in man is simultaneously a cosmic process; so that the human soul is a stage upon which not merely a human process but a cosmic process is enacted. Of course certain circles of people to-day would find it exceedingly hard to understand such a thought. But unless we permeate ourselves with such conceptions we cannot possibly become true educators.
Now what is it that actually happens within man's being? On the one hand we have the bone-nerve nature, on the other hand the blood-muscle nature. Through the co-operation of these two, substances and forces are constantly being formed anew. And it is because of this, because in man himself substances and forces are recreated, that the earth is preserved from death. What I have just said of the blood, namely that through its contact with the nerves it brings about re-creation of substances and forces — this you can now connect with what I said yesterday: that blood is perpetually on the way to becoming spiritual but is arrested on its way. To-morrow we shall link up the thoughts we have acquired in these two lectures and develop them further. But you can see already how erroneous the thought of the conservation of energy and matter really is, in the form in which it is usually put forward; for it is contradicted by what happens within human nature, and it is only an obstacle to the real comprehension of the human being. Only when we grasp the synthesizing thought, not indeed that something can proceed out of nothing, but that a thing can in reality be so transformed that it will pass away and another thing will arise, only when we substitute this thought for that of the conservation of energy and matter, will we attain something really fruitful for science.
You see what the tendency is which leads so much of our thinking astray. We put forward something, as for example, the law of the conservation of force and matter, and we proclaim it a universal law. This is due to a certain tendency of our thought life, and especially of our soul life, to describe things in a one-sided way; whereas we should only set up postulates on the results of our mental picturing. For instance, in our books on physics you will find the law of the mutual impenetrability of bodies set up as an axiom: at that place in space where there is one body no other body can be at the same time. This is laid down as a universal quality of bodies. But one ought only to say: bodies and beings of such a nature that in the place where they are in space no other similar object can be at the same time are “impenetrable” bodies. You ought only to apply your concepts to differentiate one province from another. You ought only to set up postulates, and not to give definitions which claim to be universal. And so we should not lay down a “law” of the conservation of force and substance, but we should find out what beings this law applies to. It was a tendency of the nineteenth century to lay down laws and say: this holds good in every case. Instead of this we should devote our soul powers to acquainting ourselves with things, and observing our experiences in connection with them.
These movements to which you give fixed forms in geometry — when you draw geometrical figures, you perform in conjunction with the earth. The earth has not only the movement which belongs to the Copernican system; it has also quite — different, artistic movements, which are constantly being performed; as are also still more complicated movements, such as those, for example, which belong to the lines of geometrical solids: the cube, the octahedron, the dodecahedron, the icosatetrahedron and so forth. These bodies are not invented, they are reality, but unconscious reality. In these and other geometrical solids lies a remarkable harmony with the subconscious knowledge which man has. This is due to the fact that our bone system has an essential knowledge; but your consciousness does not reach down into the bone system. The consciousness of it dies, and it is only reflected back in the geometrical images which man carries out in figures. Man is an intrinsic part of the universe. In evolving geometry he is copying something that he himself does in the cosmos.
Thus on the one hand we look into a world which encompasses ourselves and which is in a continuous process of dying. On the other hand we look into all that enters into the forces of our blood and muscle system; this is continuously in movement, in fluctuation, in becoming and arising: it is entirely seedlike, and has nothing dead within it. We arrest the death process within ourselves, and it is only we as human beings who can arrest it, and bring into this dying element a process of life, of becoming. If men were not here on the earth, death would long ago have spread over the whole earth process, and the earth as a whole would have been given over to crystallisation, though single crystals could not have maintained themselves. We draw the single crystals away from the general crystallisation process and preserve them, as long as we need them for our human evolution. And it is by doing so that we keep alive the being of the earth. Thus we human beings cannot be excluded from the life of the earth for it is we who keep the earth alive. Theodore Eduard von Hartmann hit on a true thought when, in his pessimism, he declared that one day mankind would be so mature that everybody would commit suicide; but what he further expected — viewing things as he did from the confines of natural science — would indeed be superfluous: for Hartmann it was not enough that all men should one day commit suicide, he expected in addition that an ingenious invention would blow the earth sky-high. Of this he would have no need. He need only have arranged the day for the general suicide and the earth would of itself have disintegrated slowly into the air. For without the force which is implanted into it by man, the evolution of the earth cannot endure. We must now permeate ourselves with this knowledge once again in a feeling way. It is necessary that these things be understood at the present time.
Perhaps you remember that in my earliest writings there constantly recurs a thought through which I wanted to place knowledge on a different footing from that on which it stands to-day. In the external philosophy, which is derived from Anglo-American thought, man is reduced to being a mere spectator of the world. In his inner soul process he is a mere spectator of the world. If man were not here on earth — it is held — if he did not experience in his soul a reflection of what is going on in the world outside, everything would be just as it is. This holds good of natural science where it is a question of the development of events, such as I have described, but it also holds good for philosophy. The philosopher of to-day is quite content to be a spectator, that is, to be merely in the purely destructive element of cognition. I wished to rescue knowledge out of this destructive element. Therefore I have said again and again: man is not merely a spectator of the world: he is rather the world's stage upon which great cosmic events continuously play themselves out. I have repeatedly said that man, and the soul of man, is the stage upon which world events are played. This thought can also be expressed in a philosophic abstract form. And in particular, if you read the final chapter about spiritual activity in my book Truth and Science. you will find this thought strongly emphasised, namely: what takes place in man is not a matter of indifference to the rest of nature, but rather the rest of nature reaches into man and what takes place in man is simultaneously a cosmic process; so that the human soul is a stage upon which not merely a human process but a cosmic process is enacted. Of course certain circles of people to-day would find it exceedingly hard to understand such a thought. But unless we permeate ourselves with such conceptions we cannot possibly become true educators.
Now what is it that actually happens within man's being? On the one hand we have the bone-nerve nature, on the other hand the blood-muscle nature. Through the co-operation of these two, substances and forces are constantly being formed anew. And it is because of this, because in man himself substances and forces are recreated, that the earth is preserved from death. What I have just said of the blood, namely that through its contact with the nerves it brings about re-creation of substances and forces — this you can now connect with what I said yesterday: that blood is perpetually on the way to becoming spiritual but is arrested on its way. To-morrow we shall link up the thoughts we have acquired in these two lectures and develop them further. But you can see already how erroneous the thought of the conservation of energy and matter really is, in the form in which it is usually put forward; for it is contradicted by what happens within human nature, and it is only an obstacle to the real comprehension of the human being. Only when we grasp the synthesizing thought, not indeed that something can proceed out of nothing, but that a thing can in reality be so transformed that it will pass away and another thing will arise, only when we substitute this thought for that of the conservation of energy and matter, will we attain something really fruitful for science.
You see what the tendency is which leads so much of our thinking astray. We put forward something, as for example, the law of the conservation of force and matter, and we proclaim it a universal law. This is due to a certain tendency of our thought life, and especially of our soul life, to describe things in a one-sided way; whereas we should only set up postulates on the results of our mental picturing. For instance, in our books on physics you will find the law of the mutual impenetrability of bodies set up as an axiom: at that place in space where there is one body no other body can be at the same time. This is laid down as a universal quality of bodies. But one ought only to say: bodies and beings of such a nature that in the place where they are in space no other similar object can be at the same time are “impenetrable” bodies. You ought only to apply your concepts to differentiate one province from another. You ought only to set up postulates, and not to give definitions which claim to be universal. And so we should not lay down a “law” of the conservation of force and substance, but we should find out what beings this law applies to. It was a tendency of the nineteenth century to lay down laws and say: this holds good in every case. Instead of this we should devote our soul powers to acquainting ourselves with things, and observing our experiences in connection with them.